Nikos Theodosopoulos - 26 Mar 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 26 Mar 2026
Net transaction value: +$104,999
SEC form: 4
Accepted by SEC: 30 Mar 2026, 15:37:23 UTC
Prior SEC filing: 27 Feb 2026
Source filing: View source filing
Reporting owner signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Nikos Theodosopoulos

Key filing fact

Nikos Theodosopoulos filed Form 4 for Hercules Capital, Inc. (HTGC) on 30 Mar 2026.

Key facts

This page summarizes Nikos Theodosopoulos's Form 4 filing for Hercules Capital, Inc. (HTGC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 30 Mar 2026, 15:37.

Change

Previous filing in this sequence was filed on 27 Feb 2026.
Current net transaction value: +$104,999.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001605860 Primary reporting owner

Theodosopoulos Nikos

Relationship: Director
Address: C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO
Signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Nikos Theodosopoulos
Signature date: 30 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Purchase

Transaction value: $104,999
Shares: +7,317
Change %: +33%
Price: $14.35
Shares after: 29,362
Date: 26 Mar 2026
Ownership: Direct
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

Footnote F2

Average purchase price. Shares purchased at prices between $14.31 and $14.39.

Footnote F3

The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.