Kwok Ho Lai - 17 Mar 2026 Form 3 Insider Report for The9 LTD (NCTY)

Reporting relationship: Director
Issuer ticker: NCTY
Reported as of: 17 Mar 2026
Net transaction value: $0
SEC form: 3
Accepted by SEC: 17 Mar 2026, 06:31:37 UTC
Next SEC filing: 18 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Lai Kwok Ho

Key filing fact

Kwok Ho Lai filed Form 3 for The9 LTD (NCTY) on 17 Mar 2026.

Key facts

This page summarizes Kwok Ho Lai's Form 3 filing for The9 LTD (NCTY).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 17 Mar 2026, 06:31.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0002109692 Primary reporting owner

Lai Kwok Ho

Relationship: Director
Address: FLAT C, 15/F, THE HUDSON, NO. 11, DAVIS STREET, KENNEDY TOWN, HONG KONG, HONG KONG
Signature: /s/ Lai Kwok Ho
Signature date: 17 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NCTY holding

American Depositary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 306,701
Date: 17 Mar 2026
Ownership: Direct
Footnotes: F1

NCTY holding

Class A Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 14,500,100
Date: 17 Mar 2026
Ownership: Direct
Footnotes: F2

NCTY holding

Class A Ordinary Shares (Restricted)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 116,500,000
Date: 17 Mar 2026
Ownership: Direct
Footnotes: F3

NCTY holding

Class A Ordinary Shares (Restricted)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,500,000
Date: 17 Mar 2026
Ownership: Direct
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each American Depositary Share represents 300 Class A Ordinary Shares.

Footnote F2

These Class A Ordinary Shares represent the vested Restricted Shares held by the reporting person in the form of Class A Ordinary Shares without transfer restrictions. These Class A Ordinary Shares were granted on March 10, 2025 in the form of Restricted Shares.

Footnote F3

These Class A Ordinary Shares represent the unvested Restricted Shares held in the form of Class A Ordinary Shares by the reporting person. Among these Class A Ordinary Shares, 58,000,000 were granted on March 10, 2025 in the form of Restricted Shares and would vest each month in 1/36th of the total granted amount; 58,500,000 were granted on September 18, 2025 in the form of Restricted Shares, among which 50% would vest on the first anniversary of the grant, and another 50% will vest on the second anniversary of the grant.

Footnote F4

These Class A Ordinary Shares represent the unvested Restricted Shares held in the form of Class A Ordinary Shares by the reporting person. These Class A Ordinary Shares were granted on September 7, 2023, and would vest and be released from lock-up each month in 1/12th of the total amount during the third year, only if the closing trading price of the Issuer's American Depositary Shares reaches US$20 or higher on any trading day after the date of the grant.