Yves le Pendeven - 12 Mar 2026 Form 4 Insider Report for Funko, Inc. (FNKO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Mar 2026, 18:20:10 UTC
Prior SEC filing
10 Mar 2026
Next SEC filing
19 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven

Key filing fact

Yves le Pendeven filed Form 4 for Funko, Inc. (FNKO) on 16 Mar 2026.

Key facts

  • This page summarizes Yves le Pendeven's Form 4 filing for Funko, Inc. (FNKO).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 16 Mar 2026, 18:20.

Change

  • Previous filing in this sequence was filed on 10 Mar 2026.
  • Current net transaction value: -$23,846.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002014560 Primary reporting owner

Le Pendeven Yves

Relationship
CFO
Address
C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
Signature date
16 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value
Shares
+9,767
Change %
+21%
Price
$0.000000*
Shares after
55,705
Date
12 Mar 2026
Ownership
Direct
Footnotes
F1
FNKO transaction

CLASS A COMMON STOCK

Sale

Transaction value
$13,259
Shares
-3,199
Change %
-5.7%
Price
$4.14
Shares after
52,506
Date
13 Mar 2026
Ownership
Direct
Footnotes
F2, F3
FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value
Shares
+8,400
Change %
+16%
Price
$0.000000*
Shares after
60,906
Date
13 Mar 2026
Ownership
Direct
Footnotes
F1
FNKO transaction

CLASS A COMMON STOCK

Sale

Transaction value
$10,586
Shares
-2,832
Change %
-4.6%
Price
$3.74
Shares after
58,074
Date
16 Mar 2026
Ownership
Direct
Footnotes
F2, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-9,767
Change %
-25%
Price
$0.000000*
Shares after
29,302
Date
12 Mar 2026
Ownership
Direct
Underlying class
CLASS A COMMON STOCK
Underlying amount
9,767
Exercise price
Footnotes
F1, F5
FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-8,400
Change %
-33%
Price
$0.000000*
Shares after
16,800
Date
13 Mar 2026
Ownership
Direct
Underlying class
CLASS A COMMON STOCK
Underlying amount
8,400
Exercise price
Footnotes
F1, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Footnote F2

Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.66 to $3.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F5

On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F6

On March 13, 2024, the Reporting Person was granted 33,600 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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