Yves Le Pendeven - 06 Mar 2026 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CFO
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
Issuer symbol
FNKO
Transactions as of
06 Mar 2026
Net transactions value
-$5,175
Form type
4
Filing time
10 Mar 2026, 18:27:50 UTC
Previous filing
12 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Le Pendeven Yves CFO C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT /s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven 10 Mar 2026 0002014560

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise +2,734 +6.3% $0.000000* 46,234 06 Mar 2026 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale $3,878 -896 -1.9% $4.33 45,338 09 Mar 2026 Direct F2, F3
transaction FNKO CLASS A COMMON STOCK Options Exercise +896 +2% $0.000000* 46,234 08 Mar 2026 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale $1,297 -296 -0.64% $4.38 45,938 09 Mar 2026 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise -2,734 -50% $0.000000* 2,735 06 Mar 2026 CLASS A COMMON STOCK 2,734 Direct F1, F5
transaction FNKO Restricted Stock Units Options Exercise -896 -100% $0.000000* 0 08 Mar 2026 CLASS A COMMON STOCK 896 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.305 to $4.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.345 to $4.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 10,938 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6 Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 3,583 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.