Key facts
- This page summarizes Bernard J. Kelley's Form 4 filing for CODEXIS, INC. (CDXS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Aug 2021, 16:13.
Bernard J. Kelley - 10 Aug 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)
- Reporting relationship
- Director
- Issuer ticker
- CDXS
- Reported as of
- 10 Aug 2021
- Net transaction value
- -$589,220
- Reporting owner signature
- /s/ Ross Taylor, Attorney-in-Fact for Bernard J Kelley
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Bernard J. Kelley filed Form 4 for CODEXIS, INC. (CDXS) on 12 Aug 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$589,220.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CDXS
transaction
Common Stock
Options Exercise
- Transaction value
- $72,400
- Shares
- -20,000
- Change %
- -8.1%
- Price
- $3.62
- Shares after
- 226,136
- Date
- 10 Aug 2021
- Ownership
- Direct
CDXS
transaction
Common Stock
Sale
- Transaction value
- $516,820
- Shares
- -20,000
- Change %
- -8.8%
- Price
- $25.84*
- Shares after
- 206,136
- Date
- 10 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CDXS
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -20,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $3.62
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The shares were sold in multiple transactions at per share prices ranging from $25.545 to $26.21. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.