Marc Eliot Cohen - 09 Mar 2026 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship: Group Managing Director
Issuer ticker: LPLA
Reported as of: 09 Mar 2026
Net transaction value: -$1,019,996
SEC form: 4
Accepted by SEC: 11 Mar 2026, 18:04:49 UTC
Prior SEC filing: 27 Feb 2026
Next SEC filing: 15 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Robert S. Hatfield III, attorney-in-fact

Key filing fact

Marc Eliot Cohen filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 11 Mar 2026.

Key facts

This page summarizes Marc Eliot Cohen's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 11 Mar 2026, 18:04.

Change

Previous filing in this sequence was filed on 27 Feb 2026.
Current net transaction value: -$1,019,996.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002050551 Primary reporting owner

Cohen Marc Eliot

Relationship: Group Managing Director
Address: C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Signature date: 11 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Options Exercise

Transaction value
Shares: +2,212
Change %: +40%
Price: $77.53^*
Shares after: 7,700
Date: 09 Mar 2026
Ownership: Direct

LPLA transaction

Common Stock

Sale

Transaction value: $682,955
Shares: -2,212
Change %: -29%
Price: $308.75
Shares after: 5,488
Date: 09 Mar 2026
Ownership: Direct

LPLA transaction

Common Stock

Sale

Transaction value: $337,041
Shares: -1,088
Change %: -20%
Price: $309.72
Shares after: 4,400
Date: 10 Mar 2026
Ownership: Direct
Footnotes: F1, F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 19
Date: 09 Mar 2026
Ownership: Held by the Reporting Person's spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LPLA transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares: -2,212
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,212
Exercise price: $77.53
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.66 to $310.30, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Footnote F2

Consists of (i) 2,118 shares of Common Stock; (ii) 85 restricted stock units that vest in full on June 12, 2026; (iii) 278 restricted stock units that vest in full on February 25, 2027; (iv) 516 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (v) 1,403 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029.

Footnote F3

This option became exercisable in three installments, beginning February 25, 2020, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2022.

SEC remarks

The signatory is signing on behalf of Marc Cohen pursuant to a Power of Attorney dated December 11, 2024.