Robertson Clay Jones Jr. - 05 Mar 2026 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Reporting relationship: President and CEO, Director
Issuer ticker: HTBK
Reported as of: 05 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 Mar 2026, 20:15:37 UTC
Prior SEC filing: 06 May 2025
Next SEC filing: 10 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/Janisha Sabnani as Attorney-in-Fact for Robertson Clay Jones Jr.

Key filing fact

Robertson Clay Jones Jr. filed Form 4 for HERITAGE COMMERCE CORP (HTBK) on 09 Mar 2026.

Key facts

This page summarizes Robertson Clay Jones Jr.'s Form 4 filing for HERITAGE COMMERCE CORP (HTBK).
7 reported transactions and 9 derivative rows are listed below.
Accepted by SEC: 09 Mar 2026, 20:15.

Change

Previous filing in this sequence was filed on 06 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001788938 Primary reporting owner

Jones Robertson Clay JR

Relationship: President and CEO, Director
Address: 224 AIRPORT PARKWAY, SAN JOSE
Signature: /s/Janisha Sabnani as Attorney-in-Fact for Robertson Clay Jones Jr.
Signature date: 09 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTBK transaction

Common Stock, No Par Value

Options Exercise

Transaction value
Shares: +16,390
Change %: +6.2%
Price: $10.74^*
Shares after: 282,397
Date: 05 Mar 2026
Ownership: Direct

HTBK transaction

Common Stock, No Par Value

Options Exercise

Transaction value
Shares: +33,009
Change %: +12%
Price: $10.74^*
Shares after: 315,406
Date: 05 Mar 2026
Ownership: Direct

HTBK transaction

Common Stock, No Par Value

Tax liability

Transaction value
Shares: -14,962
Change %: -4.7%
Price: $12.43^*
Shares after: 300,444
Date: 05 Mar 2026
Ownership: Direct
Footnotes: F1

HTBK transaction

Common Stock, No Par Value

Tax liability

Transaction value
Shares: -28,522
Change %: -9.5%
Price: $12.43^*
Shares after: 271,922
Date: 05 Mar 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTBK transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -33,009
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 05 Mar 2026
Ownership: Direct
Underlying class: Heritage Commerce Corp - Common Stock
Underlying amount: 33,009
Exercise price: $10.74

HTBK transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -16,390
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 05 Mar 2026
Ownership: Direct
Underlying class: Heritage Commerce Corp - Common Stock
Underlying amount: 16,390
Exercise price: $10.74

HTBK transaction Derivative

Restricted Stock Unit

Award

Transaction value
Shares: +49,543
Change %
Price: $0.000000^*
Shares after: 49,543
Date: 05 Mar 2026
Ownership: Direct
Underlying class: Common Stock, No Par Value
Underlying amount: 49,543
Exercise price: $0.000000
Footnotes: F3, F4

HTBK holding Derivative