Derek Owens - 04 Mar 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Reporting relationship: Chief Legal Officer
Issuer ticker: CAT
Reported as of: 04 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 06 Mar 2026, 12:41:50 UTC
Prior SEC filing: 04 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicole Puza, POA for Derek Owens

Key filing fact

Derek Owens filed Form 4 for CATERPILLAR INC (CAT) on 06 Mar 2026.

Key facts

This page summarizes Derek Owens's Form 4 filing for CATERPILLAR INC (CAT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 06 Mar 2026, 12:41.

Change

Previous filing in this sequence was filed on 04 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002006879 Primary reporting owner

Owens Derek

Relationship: Chief Legal Officer
Address: 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING
Signature: /s/ Nicole Puza, POA for Derek Owens
Signature date: 06 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAT transaction

Common Stock

Tax liability

Transaction value
Shares: -338
Change %: -4%
Price: $738.42^*
Shares after: 8,203
Date: 04 Mar 2026
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024.