Key facts
- This page summarizes Howard Amster's Form 4 filing for PhenixFIN Corp (PFX).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 05 Mar 2026, 18:25.
Howard Amster - 03 Mar 2026 Form 4 Insider Report for PhenixFIN Corp (PFX)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- PFX
- Reported as of
- 03 Mar 2026
- Net transaction value
- +$489,440
- SEC form
- 4
- Accepted by SEC
- 05 Mar 2026, 18:25:50 UTC
- Prior SEC filing
- 20 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Howard Amster
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Howard Amster filed Form 4 for PhenixFIN Corp (PFX) on 05 Mar 2026.
Change
- Previous filing in this sequence was filed on 20 Jun 2025.
- Current net transaction value: +$489,440.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0000904853
Primary reporting owner
Amster Howard
- Relationship
- Director, 10%+ Owner
- Address
- 445 PARK AVENUE, 10TH FLOOR, NEW YORK
- Signature
- /s/ Howard Amster
- Signature date
- 05 Mar 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PFX
transaction
COMMON STOCK, $0.001 par value
Purchase
- Transaction value
- $489,440
- Shares
- +11,500
- Change %
- +4.9%
- Price
- $42.56
- Shares after
- 248,248
- Date
- 03 Mar 2026
- Ownership
- Direct
PFX
holding
COMMON STOCK, $0.001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 409
- Date
- 03 Mar 2026
- Ownership
- By Howard Amster 2021 Charitable Remainder Unitrust 1
- Footnotes
- F1
PFX
holding
COMMON STOCK, $0.001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 9,233
- Date
- 03 Mar 2026
- Ownership
- By Howard Amster 2021 Charitable Remainder Unitrust 2
- Footnotes
- F2
PFX
holding
COMMON STOCK, $0.001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 424
- Date
- 03 Mar 2026
- Ownership
- By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998
- Footnotes
- F3
PFX
holding
COMMON STOCK, $0.001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 557
- Date
- 03 Mar 2026
- Ownership
- By Pleasant Lake Corp
- Footnotes
- F4
PFX
holding
COMMON STOCK, $0.001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,604
- Date
- 03 Mar 2026
- Ownership
- By Howard Amster 2019 Charitable Remainder Unitrust 1
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
Footnote F2
These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
Footnote F3
These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
Footnote F4
These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
Footnote F5
These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.