Key facts
- This page summarizes James M. Marischen's Form 4 filing for STIFEL FINANCIAL CORP (SF).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Mar 2026, 17:07.
James M. Marischen - 27 Feb 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- SF
- Reported as of
- 27 Feb 2026
- Net transaction value
- +$1,120,006
- SEC form
- 4
- Accepted by SEC
- 03 Mar 2026, 17:07:36 UTC
- Prior SEC filing
- 20 Feb 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ James Marischen
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James M. Marischen filed Form 4 for STIFEL FINANCIAL CORP (SF) on 03 Mar 2026.
Change
- Previous filing in this sequence was filed on 20 Feb 2026.
- Current net transaction value: +$1,120,006.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001638499
Primary reporting owner
Marischen James M
- Relationship
- Chief Financial Officer
- Address
- 501 NORTH BROADWAY, ST. LOUIS
- Signature
- /s/ James Marischen
- Signature date
- 03 Mar 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SF
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 112,545
- Date
- 27 Feb 2026
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SF
transaction
Derivative
Phantom Stock Units
Award
- Transaction value
- $719,988
- Shares
- +9,723
- Change %
- +33%
- Price
- $74.05
- Shares after
- 38,991
- Date
- 27 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,723
- Exercise price
- $0.000000
- Footnotes
- F1, F2, F3
SF
transaction
Derivative
Phantom Stock Units
Award
- Transaction value
- $400,018
- Shares
- +5,402
- Change %
- +14%
- Price
- $74.05
- Shares after
- 44,393
- Date
- 27 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,402
- Exercise price
- $0.000000
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
Footnote F2
Units vest in 20% increments over a five year period.
Footnote F3
No expiration date for these Units
Footnote F4
Units vest in 10% increments over a 10 year period.