Andrew F. Sullivan - 28 Feb 2026 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Mar 2026, 17:07:32 UTC
Prior SEC filing
11 Feb 2026
Next SEC filing
10 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Richard J. Baker, attorney-in-fact

Key filing fact

Andrew F. Sullivan filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 03 Mar 2026.

Key facts

  • This page summarizes Andrew F. Sullivan's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2026, 17:07.

Change

  • Previous filing in this sequence was filed on 11 Feb 2026.
  • Current net transaction value: -$557,618.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001795452 Primary reporting owner

SULLIVAN ANDREW F

Relationship
Chief Executive Officer
Address
751 BROAD STREET, 5TH FLOOR, ATTN: REGULATORY FILINGS UNIT, NEWARK
Signature
/s/ Richard J. Baker, attorney-in-fact
Signature date
03 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,035
Change %
+9.1%
Price
$0.000000
Shares after
48,208
Date
28 Feb 2026
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$192,235
Shares
-1,954
Change %
-4.1%
Price
$98.38
Shares after
46,254
Date
28 Feb 2026
Ownership
Direct
Footnotes
F2
PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,959
Change %
+8.6%
Price
$0.000000
Shares after
50,213
Date
28 Feb 2026
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$188,496
Shares
-1,916
Change %
-3.8%
Price
$98.38
Shares after
48,297
Date
28 Feb 2026
Ownership
Direct
Footnotes
F2
PRU transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,717
Change %
+7.7%
Price
$0.000000
Shares after
52,014
Date
28 Feb 2026
Ownership
Direct
Footnotes
F1
PRU transaction

Common Stock

Tax liability

Transaction value
$176,887
Shares
-1,798
Change %
-3.5%
Price
$98.38
Shares after
50,216
Date
28 Feb 2026
Ownership
Direct
Footnotes
F2
PRU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
456
Date
28 Feb 2026
Ownership
By 401(k)

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PRU transaction Derivative

2023 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-4,035
Change %
-100%
Price
$0.000000
Shares after
0
Date
28 Feb 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,035
Exercise price
$0.000000
Footnotes
F3, F4
PRU transaction Derivative

2024 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,959
Change %
-50%
Price
$0.000000
Shares after
3,960
Date
28 Feb 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,959
Exercise price
$0.000000
Footnotes
F3, F5
PRU transaction Derivative

2025 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,717
Change %
-33%
Price
$0.000000
Shares after
7,435
Date
28 Feb 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,717
Exercise price
$0.000000
Footnotes
F3, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents the vesting of previously awarded restricted stock units.

Footnote F2

Represents shares withheld for the payment of taxes.

Footnote F3

The Restricted Stock Units convert to common stock on a 1 to 1 basis.

Footnote F4

The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Footnote F5

The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Footnote F6

The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

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