Upton Jerome T. - 02 Mar 2026 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Reporting relationship: EVP & Chief Financial Officer
Issuer ticker: GNW
Reported as of: 02 Mar 2026
Net transaction value: -$309,255
SEC form: 4
Accepted by SEC: 03 Mar 2026, 16:24:08 UTC
Prior SEC filing: 27 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Jasmine E. Taylor, by power of attorney

Key filing fact

Upton Jerome T. filed Form 4 for GENWORTH FINANCIAL INC (GNW) on 03 Mar 2026.

Key facts

This page summarizes Upton Jerome T.'s Form 4 filing for GENWORTH FINANCIAL INC (GNW).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Mar 2026, 16:24.

Change

Previous filing in this sequence was filed on 27 Feb 2026.
Current net transaction value: -$309,255.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001509299 Primary reporting owner

Upton Jerome T

Relationship: EVP & Chief Financial Officer
Address: C/O GENWORTH FINANCIAL, INC., 11011 WEST BROAD STREET, GLEN ALLEN
Signature: /s/ Jasmine E. Taylor, by power of attorney
Signature date: 03 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GNW transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +83,196
Change %: +16%
Price: $0.000000
Shares after: 596,943
Date: 02 Mar 2026
Ownership: Direct
Footnotes: F1

GNW transaction

Common Stock

Tax liability

Transaction value: $309,255
Shares: -36,555
Change %: -6.1%
Price: $8.46
Shares after: 560,388
Date: 02 Mar 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GNW transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +91,429
Change %
Price: $0.000000
Shares after: 91,429
Date: 02 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 91,429
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis.

Footnote F2

The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026.

Footnote F3

Restricted Stock Units settle in Common Stock on a 1:1 basis.

Footnote F4

Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027.