Upton Jerome T. - 26 Feb 2026 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ Jasmine E. Taylor, by power of attorney
Issuer symbol
GNW
Transactions as of
26 Feb 2026
Net transactions value
-$189,321
Form type
4
Filing time
27 Feb 2026, 17:10:13 UTC
Previous filing
18 Feb 2026
Next filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Upton Jerome T EVP & Chief Financial Officer C/O GENWORTH FINANCIAL, INC., 11011 WEST BROAD STREET, GLEN ALLEN /s/ Jasmine E. Taylor, by power of attorney 27 Feb 2026 0001509299

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Common Stock Options Exercise +43,431 +9.6% 498,204 26 Feb 2026 Direct F1
transaction GNW Common Stock Tax liability $99,544 -11,548 -2.3% $8.62 486,656 26 Feb 2026 Direct F2
transaction GNW Common Stock Options Exercise +37,506 +7.7% 524,162 26 Feb 2026 Direct F1
transaction GNW Common Stock Tax liability $89,777 -10,415 -2% $8.62 513,747 26 Feb 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -43,431 -50% $0.000000 43,431 26 Feb 2026 Common Stock 43,431 Direct F1, F3
transaction GNW Restricted Stock Units Options Exercise $0 -37,506 -33% $0.000000 75,012 26 Feb 2026 Common Stock 37,506 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Common Stock on a 1:1 basis.
F2 The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2026.
F3 Restricted Stock Units vested and converted to Common Stock on February 26, 2026.