James P. Baker - 26 Feb 2026 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Reporting relationship: Global Co-Head IB and Cap Mkts
Issuer ticker: PIPR
Reported as of: 26 Feb 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Mar 2026, 16:02:48 UTC
Prior SEC filing: 19 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ James Grant for James P. Baker

Key filing fact

James P. Baker filed Form 4 for PIPER SANDLER COMPANIES (PIPR) on 02 Mar 2026.

Key facts

This page summarizes James P. Baker's Form 4 filing for PIPER SANDLER COMPANIES (PIPR).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 02 Mar 2026, 16:02.

Change

Previous filing in this sequence was filed on 19 Feb 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001763980 Primary reporting owner

Baker James P

Relationship: Global Co-Head IB and Cap Mkts
Address: 350 NORTH 5TH STREET, SUITE 1000, MINNEAPOLIS
Signature: /s/ James Grant for James P. Baker
Signature date: 02 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PIPR transaction

Common Stock

Award

Transaction value: $0
Shares: +7,377
Change %: +12%
Price: $0.000000
Shares after: 69,069
Date: 26 Feb 2026
Ownership: Direct
Footnotes: F1

PIPR transaction

Common Stock

Tax liability

Transaction value: $0
Shares: -2,903
Change %: -4.2%
Price: $0.000000
Shares after: 66,166
Date: 26 Feb 2026
Ownership: Direct

PIPR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 25,699
Date: 26 Feb 2026
Ownership: By Spouse as sole Trustee and Beneficiary for Irrevocable Trust
Footnotes: F2

PIPR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 25,699
Date: 26 Feb 2026
Ownership: By Irrevocable Trust
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025.

Footnote F2

The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F3

The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.