Key facts
- This page summarizes John Yogi Spence's Form 4 filing for XAI Octagon Floating Rate & Alternative Income Trust (XFLT).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 19 Feb 2026, 15:39.
John Yogi Spence - 19 Feb 2026 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)
- Reporting relationship
- Vice President
- Issuer ticker
- XFLT
- Reported as of
- 19 Feb 2026
- Net transaction value
- +$19,500
- SEC form
- 4
- Accepted by SEC
- 19 Feb 2026, 15:39:39 UTC
- Prior SEC filing
- 30 Dec 2025
- Next SEC filing
- 10 Jun 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/John Yogi Spence
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
John Yogi Spence filed Form 4 for XAI Octagon Floating Rate & Alternative Income Trust (XFLT) on 19 Feb 2026.
Change
- Previous filing in this sequence was filed on 30 Dec 2025.
- Current net transaction value: +$19,500.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001718133
Primary reporting owner
Spence John Yogi
- Relationship
- Vice President
- Address
- 321 N. CLARK STREET, CHICAGO
- Signature
- /s/John Yogi Spence
- Signature date
- 19 Feb 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
XFLT
transaction
Common Shares of Beneficial Ownership
Purchase
- Transaction value
- $19,500
- Shares
- +5,000
- Change %
- +0.9%
- Price
- $3.90
- Shares after
- 561,792
- Date
- 19 Feb 2026
- Ownership
- Direct
- Footnotes
- F1
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,250
- Date
- 19 Feb 2026
- Ownership
- XA Investments LLC
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,592
- Date
- 19 Feb 2026
- Ownership
- By Spouse
- Footnotes
- F2
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,678
- Date
- 19 Feb 2026
- Ownership
- XMS Holdings LLC
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares beneficially owned reflect 3,932.59 received through the XFLT Dividend Reinvestment Plan
Footnote F2
Shares beneficially owned reflect 138.189 received through the XFLT Dividend Reinvestment Plan
Footnote F3
Shares beneficially owned reflect 217.60 received through the XFLT Dividend Reinvestment Plan