Daniel Stanley Perotti - 14 Feb 2026 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Reporting relationship: Chief Financial Officer
Issuer ticker: PFSI
Reported as of: 14 Feb 2026
Net transaction value: -$330,961
SEC form: 4
Accepted by SEC: 18 Feb 2026, 19:34:54 UTC
Prior SEC filing: 17 Feb 2026
Next SEC filing: 24 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Perotti

Key filing fact

Daniel Stanley Perotti filed Form 4 for PennyMac Financial Services, Inc. (PFSI) on 18 Feb 2026.

Key facts

This page summarizes Daniel Stanley Perotti's Form 4 filing for PennyMac Financial Services, Inc. (PFSI).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 18 Feb 2026, 19:34.

Change

Previous filing in this sequence was filed on 17 Feb 2026.
Current net transaction value: -$330,961.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001591994 Primary reporting owner

Perotti Daniel Stanley

Relationship: Chief Financial Officer
Address: C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE
Signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Perotti
Signature date: 18 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFSI transaction

Common Stock

Tax liability

Transaction value: $58,058
Shares: -631
Change %: -4.1%
Price: $92.01
Shares after: 14,798
Date: 14 Feb 2026
Ownership: Direct
Footnotes: F1

PFSI transaction

Common Stock

Disposed to Issuer

Transaction value: $0
Shares: -71
Change %: -0.48%
Price: $0.000000
Shares after: 14,727
Date: 14 Feb 2026
Ownership: Direct
Footnotes: F2, F3

PFSI transaction

Common Stock

Sale

Transaction value: $272,902
Shares: -2,925
Change %: -1.4%
Price: $93.30
Shares after: 213,550
Date: 17 Feb 2026
Ownership: The Perotti Family Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PFSI transaction Derivative

Deferred Unit

Award

Transaction value: $0
Shares: +71
Change %
Price: $0.000000
Shares after: 71
Date: 14 Feb 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 71
Exercise price: $0.000000
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

Represents shares withheld for taxes upon vesting of restricted stock units.

Footnote F2

Upon the partial vesting of restricted stock units granted to the Reporting Person February 14, 2025, the Reporting Person deferred the receipt of 71 shares of Common Stock and received instead 71 shares of Deferred Units pursuant to the Company's Executive Deferred Compensation Plan. As a result, the Reporting Person is reporting the disposition of 71 shares of Common Stock in exchange for an equal number of shares of Deferred Units.

Footnote F3

The reported amount consists of 13,792 restricted stock units and 935 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Footnote F4

Each share of Deferred Units represents a right to receive one share of Common Stock.

Footnote F5

The Deferred Units become payable upon the Reporting Person's termination of employment with the Company.