| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Perotti Daniel Stanley | Chief Financial Officer | C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE | /s/ Derek W. Stark, attorney-in-fact for Mr. Perotti | 17 Feb 2026 | 0001591994 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Award | $0 | +5,465 | +55% | $0.000000 | 15,429 | 12 Feb 2026 | Direct | F1, F2 |
| holding | PFSI | Common Stock | 216,475 | 12 Feb 2026 | The Perotti Family Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Nonstatutory Stock Option (Right to Buy) | Award | $0 | +13,881 | $0.000000 | 13,881 | 12 Feb 2026 | Common Stock | 13,881 | $91.49 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. |
| F2 | The reported amount consists of 15,429 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F3 | This nonstatutory stock option to purchase 13,881 shares of Common Stock of Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date. |