Walter S. Berman - 31 Jan 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Reporting relationship: EXECUTIVE VP AND CFO
Issuer ticker: AMP
Reported as of: 31 Jan 2026
Net transaction value: -$223,001
SEC form: 4
Accepted by SEC: 03 Feb 2026, 21:07:04 UTC
Prior SEC filing: 29 Jan 2026
Next SEC filing: 09 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Wendy B. Mahling for Walter S. Berman

Key filing fact

Walter S. Berman filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 03 Feb 2026.

Key facts

This page summarizes Walter S. Berman's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Feb 2026, 21:07.

Change

Previous filing in this sequence was filed on 29 Jan 2026.
Current net transaction value: -$223,001.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001335761 Primary reporting owner

Berman Walter Stanley

Relationship: EXECUTIVE VP AND CFO
Address: GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS
Signature: /s/ Wendy B. Mahling for Walter S. Berman
Signature date: 03 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMP transaction

Common Stock

Tax liability

Transaction value: $223,001
Shares: -423
Change %: -4.1%
Price: $527.19
Shares after: 9,819
Date: 31 Jan 2026
Ownership: Direct

AMP transaction

Common Stock

Award

Transaction value: $0
Shares: +2,790
Change %: +28%
Price: $0.000000
Shares after: 12,609
Date: 02 Feb 2026
Ownership: Direct

AMP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 364
Date: 31 Jan 2026
Ownership: By 401(k) Plan
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMP transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value: $0
Shares: +9,117
Change %
Price: $0.000000
Shares after: 9,117
Date: 02 Feb 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,117
Exercise price: $532.18
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Footnote F2

One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.