Walter S. Berman - 27 Jan 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EXECUTIVE VP AND CFO
Signature
/s/ Wendy B. Mahling for Walter S. Berman
Issuer symbol
AMP
Transactions as of
27 Jan 2026
Net transactions value
-$2,542,480
Form type
4
Filing time
29 Jan 2026, 18:40:02 UTC
Previous filing
28 Jan 2026
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Berman Walter Stanley EXECUTIVE VP AND CFO GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for Walter S. Berman 29 Jan 2026 0001335761

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +9,993 +187% $0.000000 15,344 27 Jan 2026 Direct
transaction AMP Common Stock Tax liability $2,542,480 -5,102 -33% $498.33 10,242 27 Jan 2026 Direct
holding AMP Common Stock 364 27 Jan 2026 By 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.