Key facts
- This page summarizes Douglas Rosenberg's Form 4 filing for BLUM HOLDINGS, INC. (BLMH).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 27 Jan 2026, 17:07.
Douglas Rosenberg - 31 Dec 2025 Form 4 Insider Report for BLUM HOLDINGS, INC. (BLMH)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- BLMH
- Reported as of
- 31 Dec 2025
- Net transaction value
- +$3,068,776
- SEC form
- 4
- Accepted by SEC
- 27 Jan 2026, 17:07:03 UTC
- Prior SEC filing
- 19 Dec 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Douglas Rosenberg
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Douglas Rosenberg filed Form 4 for BLUM HOLDINGS, INC. (BLMH) on 27 Jan 2026.
Change
- Previous filing in this sequence was filed on 19 Dec 2025.
- Current net transaction value: +$3,068,776.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0002102232
Primary reporting owner
ROSENBERG DOUGLAS
- Relationship
- 10%+ Owner
- Address
- 11516 DOWNEY AVE, DOWNEY
- Signature
- /s/ Douglas Rosenberg
- Signature date
- 27 Jan 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BLMH
transaction
Common Stock
Options Exercise
- Transaction value
- $3,173,776
- Shares
- +3,238,547
- Change %
- Price
- $0.9800
- Shares after
- 3,238,547
- Date
- 31 Dec 2025
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BLMH
transaction
Derivative
Warrants to Purchase Common Stock
Disposed to Issuer
- Transaction value
- $40,000
- Shares
- -75,472
- Change %
- -2.6%
- Price
- $0.5300
- Shares after
- 2,849,454
- Date
- 31 Dec 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 75,472
- Exercise price
- $0.5300
- Footnotes
- F3
BLMH
transaction
Derivative
Warrants to Purchase Common Stock
Disposed to Issuer
- Transaction value
- $65,000
- Shares
- -122,642
- Change %
- -4.3%
- Price
- $0.5300
- Shares after
- 2,726,812
- Date
- 31 Dec 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 122,642
- Exercise price
- $0.5300
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
On December 31, 2025, Blum Holdings, Inc. ("Blum" or the "Company") entered into a Debt Conversion Agreement with Douglas Rosenberg, a related person under Regulation S-K (the "Investor"), pursuant to which an aggregate of $3,050,000 of principal plus all accrued and unpaid interest through December 31, 2025 under certain unsecured promissory notes previously issued by the Company into shares of the Company's common stock. The applicable unsecured promissory notes were cancelled and satisfied in full with respect to the converted amounts.
Footnote F2
The conversion was effected at a fixed conversion price of $0.98 per share, resulting in the issuance of 3,238,547 shares of common stock.
Footnote F3
On December 31, 2025, the Company executed and delivered a Senior Secured Promissory Note (the "Note") in the principal amount of $525,000 to the Investor. The Note amends, restates, consolidates, and replaces in their entirety two previously issued and expired promissory notes: (i) the $200,000 unsecured promissory note dated February 25, 2025 (as amended May 7, 2025), and (ii) the $325,000 unsecured promissory note dated April 18, 2025 (as amended May 8, 2025) (collectively, the "Prior Notes"). In connection with the Note, the Company and the Investor entered into a Warrant Cancellation Agreement, pursuant to which the parties mutually agreed to cancel warrants previously issued in connection with the Prior Notes to purchase up to an aggregate of 198,114 shares of the Company's common stock at an exercise price of $0.53 per share.
Footnote F4
On December 31, 2025, the Company executed and delivered a Senior Secured Promissory Note (the "Note") in the principal amount of $525,000 to the Investor. The Note amends, restates, consolidates, and replaces in their entirety two previously issued and expired promissory notes: (i) the $200,000 unsecured promissory note dated February 25, 2025 (as amended May 7, 2025), and (ii) the $325,000 unsecured promissory note dated April 18, 2025 (as amended May 8, 2025) (collectively, the "Prior Notes"). In connection with the Note, the Company and the Investor entered into a Warrant Cancellation Agreement, pursuant to which the parties mutually agreed to cancel warrants previously issued in connection with the Prior Notes to purchase up to an aggregate of 198,114 shares of the Company's common stock at an exercise price of $0.53 per share.