Douglas Rosenberg - 05 Dec 2025 Form 3 Insider Report for BLUM HOLDINGS, INC. (BLMH)

Role
10%+ Owner
Signature
/s/ Douglas Rosenberg
Issuer symbol
BLMH
Transactions as of
05 Dec 2025
Net transactions value
$0
Form type
3
Filing time
19 Dec 2025, 19:47:12 UTC
Next filing
27 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ROSENBERG DOUGLAS 10%+ Owner 11516 DOWNEY AVE, DOWNEY /s/ Douglas Rosenberg 19 Dec 2025 0002102232

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 117,647 $0.1700 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 37,736 $0.5300 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 75,472 $0.5300 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 122,642 $0.5300 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 571,429 $0.3500 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 285,714 $0.3500 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 228,571 $0.3500 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 228,571 $0.3500 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 571,429 $0.3500 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 114,286 $0.3500 Direct F1
holding BLMH Warrants to Purchase Common Stock 05 Dec 2025 Common Stock 571,429 $0.3500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The warrants are exercisable at any time for the underlying registered common stock, at their applicable conversion prices. In the event that the underlying common shares are unregistered, the warrants may be exercised at any time at the election of the holder on a cashless basis. The warrants are exercisable until the expiration date upon which the warrants shall be automatically exercised on a cashless basis.