Daniel G. Cohen - 03 Feb 2026 Form 4 Insider Report for Cohen & Co Inc. (COHN)

Reporting relationship: Executive Chairman, Director, 10%+ Owner
Issuer ticker: COHN
Reported as of: 03 Feb 2026
Net transaction value: -$905,098
SEC form: 4
Accepted by SEC: 05 Feb 2026, 09:21:39 UTC
Prior SEC filing: 05 Jan 2026
Next SEC filing: 06 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Joseph W. Pooler, Jr., as attorney-in-fact

Key filing fact

Daniel G. Cohen filed Form 4 for Cohen & Co Inc. (COHN) on 05 Feb 2026.

Key facts

This page summarizes Daniel G. Cohen's Form 4 filing for Cohen & Co Inc. (COHN).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 05 Feb 2026, 09:21.

Change

Previous filing in this sequence was filed on 05 Jan 2026.
Current net transaction value: -$905,098.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001247745 Primary reporting owner

COHEN DANIEL G

Relationship: Executive Chairman, Director, 10%+ Owner
Address: C/O COHEN & CO INC.,, 2929 ARCH STREET, SUITE 1703, PHILADELPHIA
Signature: /s/ Joseph W. Pooler, Jr., as attorney-in-fact
Signature date: 05 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

COHN holding

Common Stock, par value $0.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 52,757
Date: 03 Feb 2026
Ownership: Direct

COHN holding

Common Stock, par value $0.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 80,000
Date: 03 Feb 2026
Ownership: By EBC 2013 Family Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

COHN transaction Derivative

Cohen & Company, LLC Membership Units

Options Exercise

Transaction value: $905,098
Shares: -463,915
Change %: -2%
Price: $1.95
Shares after: 22,261,907
Date: 03 Feb 2026
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount: 46,391
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Mr. Cohen redeemed 463,915 membership units (the "Units") of Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), for an aggregate of $905,098.17, or $1.951 per Unit, in order to fund certain tax liabilities incurred by Mr. Cohen in connection with the vesting, on January 31, 2026, of 1,011,001 restricted Units granted to Mr. Cohen under the Company's 2020 Long-Term Incentive Plan, as amended. In accordance with the Operating LLC's Amended and Restated Limited Liability Company Agreement, as amended, Mr. Cohen had the right to redeem the Units at any time for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units.