Key facts
- This page summarizes Richard D. Fairbank's Form 4 filing for CAPITAL ONE FINANCIAL CORP (COF).
- 14 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 05 Feb 2026, 17:06.
Richard D. Fairbank - 03 Feb 2026 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- COF
- Reported as of
- 03 Feb 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Feb 2026, 17:06:41 UTC
- Prior SEC filing
- 06 Nov 2025
- Next SEC filing
- 18 Feb 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Blaise F. Brennan (POA on file)
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Richard D. Fairbank filed Form 4 for CAPITAL ONE FINANCIAL CORP (COF) on 05 Feb 2026.
Change
- Previous filing in this sequence was filed on 06 Nov 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001238032
Primary reporting owner
FAIRBANK RICHARD D
- Relationship
- Chairman and CEO, Director
- Address
- 1680 CAPITAL ONE DRIVE, MCLEAN
- Signature
- /s/ Blaise F. Brennan (POA on file)
- Signature date
- 05 Feb 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
COF
transaction
Common Stock
Options Exercise
- Transaction value
- $98,046
- Shares
- +439
- Change %
- +0.01%
- Price
- $223.34
- Shares after
- 4,001,671
- Date
- 03 Feb 2026
- Ownership
- Direct
- Footnotes
- F1, F2
COF
transaction
Common Stock
Options Exercise
- Transaction value
- $45,115
- Shares
- +202
- Change %
- +0.01%
- Price
- $223.34
- Shares after
- 4,001,873
- Date
- 03 Feb 2026
- Ownership
- Direct
- Footnotes
- F1
COF
transaction
Common Stock
Options Exercise
- Transaction value
- $60,525
- Shares
- +271
- Change %
- +0.01%
- Price
- $223.34
- Shares after
- 4,002,144
- Date
- 03 Feb 2026
- Ownership
- Direct
- Footnotes
- F3
COF
transaction
Common Stock
Options Exercise
- Transaction value
- $30,374
- Shares
- +136
- Change %
- +0%
- Price
- $223.34
- Shares after
- 4,002,280
- Date
- 03 Feb 2026
- Ownership
- Direct
- Footnotes
- F3
COF
transaction
Common Stock
Tax liability
- Transaction value
- $98,046
- Shares
- -439
- Change %
- -0.01%
- Price
- $223.34
- Shares after
- 4,001,841
- Date
- 03 Feb 2026
- Ownership
- Direct
- Footnotes
- F1
COF
transaction
Common Stock
Tax liability
- Transaction value
- $45,115
- Shares
- -202
- Change %
- -0.01%
- Price
- $223.34
- Shares after
- 4,001,639
- Date
- 03 Feb 2026
- Ownership
- Direct
- Footnotes
- F1
COF
transaction
Common Stock
Tax liability
- Transaction value
- $60,525
- Shares
- -271
- Change %
- -0.01%
- Price
- $223.34
- Shares after
- 4,001,368
- Date
- 03 Feb 2026
- Ownership
- Direct
- Footnotes
- F3
COF
transaction
Common Stock
Tax liability
- Transaction value
- $30,374
- Shares
- -136
- Change %
- -0%
- Price
- $223.34
- Shares after
- 4,001,232
- Date
- 03 Feb 2026
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
COF
transaction
Derivative
2024 Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -439
- Change %
- -1.3%
- Price
- $0.000000
- Shares after
- 34,111
- Date
- 03 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 439
- Exercise price
- $0.000000
- Footnotes
- F1, F4
COF
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -202
- Change %
- -1.1%
- Price
- $0.000000
- Shares after
- 18,176
- Date
- 03 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 202
- Exercise price
- $0.000000
- Footnotes
- F1, F5
COF
transaction
Derivative
2025 Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -271
- Change %
- -1.1%
- Price
- $0.000000
- Shares after
- 24,715
- Date
- 03 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 271
- Exercise price
- $0.000000
- Footnotes
- F3, F6
COF
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -136
- Change %
- -1.1%
- Price
- $0.000000
- Shares after
- 12,357
- Date
- 03 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 136
- Exercise price
- $0.000000
- Footnotes
- F3, F7
COF
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +26,865
- Change %
- Price
- $0.000000
- Shares after
- 26,865
- Date
- 03 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 26,865
- Exercise price
- $0.000000
- Footnotes
- F8, F9
COF
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +11,194
- Change %
- Price
- $0.000000
- Shares after
- 11,194
- Date
- 03 Feb 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,194
- Exercise price
- $0.000000
- Footnotes
- F9, F10
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 10 footnotes
Footnote F1
Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.
Footnote F2
Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
Footnote F3
Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.
Footnote F4
Represents restricted stock units granted February 1, 2024 for performance year 2023.
Footnote F5
Represents restricted stock units granted February 1, 2024 for performance year 2024
Footnote F6
Represents restricted stock units granted February 4, 2025 for performance year 2024.
Footnote F7
Represents restricted stock units granted February 4, 2025, for performance year 2025.
Footnote F8
Represents restricted stock units granted February 3, 2026, for performance year 2025.
Footnote F9
Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.
Footnote F10
Represents restricted stock units granted February 3, 2026, for performance year 2026.