Richard D. Fairbank - 15 Feb 2026 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chairman and CEO, Director
Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
15 Feb 2026
Net transactions value
-$9,838,836
Form type
4
Filing time
18 Feb 2026, 17:16:48 UTC
Previous filing
05 Feb 2026
Next filing
11 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
FAIRBANK RICHARD D Chairman and CEO, Director 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan (POA on file) 18 Feb 2026 0001238032

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise $0 +24,021 +0.6% $0.000000 4,025,253 15 Feb 2026 Direct F1
transaction COF Common Stock Options Exercise $0 +21,008 +0.52% $0.000000 4,046,261 15 Feb 2026 Direct F1
transaction COF Common Stock Disposed to Issuer $5,248,588 -24,021 -0.59% $218.50 4,022,240 15 Feb 2026 Direct F1
transaction COF Common Stock Disposed to Issuer $4,590,248 -21,008 -0.52% $218.50 4,001,232 15 Feb 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF 2023 Restricted Stock Units Options Exercise $0 -24,021 -100% $0.000000 0 15 Feb 2026 Common Stock 24,021 $0.000000 Direct F1, F2
transaction COF Restricted Stock Units Options Exercise $0 -21,008 -100% $0.000000 0 15 Feb 2026 Common Stock 21,008 $0.000000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 15, 2026, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
F2 Represents restricted stock units granted January 26, 2023 for performance year 2022.
F3 Represents restricted stock units granted January 26, 2023 for performance year 2023.