David J. Mazzo - 09 Jan 2026 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Reporting relationship: President & CEO, Director
Issuer ticker: LSTA
Reported as of: 09 Jan 2026
Net transaction value: -$80,959
SEC form: 4
Accepted by SEC: 13 Jan 2026, 16:09:54 UTC
Prior SEC filing: 13 Jan 2025
Source filing: View source filing
Reporting owner signature: James Nisco, Attorney-in-Fact for David J. Mazzo

Key filing fact

David J. Mazzo filed Form 4 for LISATA THERAPEUTICS, INC. (LSTA) on 13 Jan 2026.

Key facts

This page summarizes David J. Mazzo's Form 4 filing for LISATA THERAPEUTICS, INC. (LSTA).
6 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 13 Jan 2026, 16:09.

Change

Previous filing in this sequence was filed on 13 Jan 2025.
Current net transaction value: -$80,959.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001334549 Primary reporting owner

Mazzo David J

Relationship: President & CEO, Director
Address: C/O LISATA THERAPEUTICS, INC., 110 ALLEN ROAD, 2ND FLOOR, BASKING RIDGE
Signature: James Nisco, Attorney-in-Fact for David J. Mazzo
Signature date: 13 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LSTA transaction

Common Stock

Award

Transaction value: $0
Shares: +81,000
Change %: +30%
Price: $0.000000
Shares after: 352,986
Date: 09 Jan 2026
Ownership: Direct
Footnotes: F1, F2

LSTA transaction

Common Stock

Tax liability

Transaction value: $20,691
Shares: -10,503
Change %: -3%
Price: $1.97
Shares after: 342,483
Date: 09 Jan 2026
Ownership: Direct
Footnotes: F2, F3

LSTA transaction

Common Stock

Tax liability

Transaction value: $20,715
Shares: -10,515
Change %: -3.1%
Price: $1.97
Shares after: 331,968
Date: 09 Jan 2026
Ownership: Direct
Footnotes: F2, F3

LSTA transaction

Common Stock

Tax liability

Transaction value: $24,081
Shares: -12,224
Change %: -3.7%
Price: $1.97
Shares after: 319,744
Date: 09 Jan 2026
Ownership: Direct
Footnotes: F2, F3

LSTA transaction

Common Stock

Tax liability

Transaction value: $15,472
Shares: -7,854
Change %: -2.5%
Price: $1.97
Shares after: 311,890
Date: 09 Jan 2026
Ownership: Direct
Footnotes: F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LSTA transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +40,000
Change %
Price: $0.000000
Shares after: 40,000
Date: 09 Jan 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 40,000
Exercise price: $1.97
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents 81,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.

Footnote F2

Includes 124,750 unvested restricted stock.

Footnote F3

Shares withheld as payment of a tax liability on vesting of restricted stock.

Footnote F4

One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.