David J. Mazzo - 09 Jan 2025 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Role
President & CEO, Director
Signature
James Nisco, Attorney-in-Fact for David J. Mazzo
Issuer symbol
LSTA
Transactions as of
09 Jan 2025
Net transactions value
-$115,538
Form type
4
Filing time
13 Jan 2025, 16:08:40 UTC
Previous filing
02 Oct 2024
Next filing
13 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +81,000 +38% $0.000000 295,152 09 Jan 2025 Direct F1, F2
transaction LSTA Common Stock Tax liability $35,773 -9,414 -3.2% $3.80 285,738 09 Jan 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability $41,515 -10,925 -3.8% $3.80 274,813 09 Jan 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability $26,665 -7,017 -2.6% $3.80 267,796 09 Jan 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability $11,585 -3,106 -1.2% $3.73 264,690 10 Jan 2025 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +40,000 $0.000000 40,000 09 Jan 2025 Common Stock 40,000 $3.80 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 81,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 129,433 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 Includes 122,750 unvested restricted stock.
F5 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.