Ichiro Aoki - 03 Jan 2026 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Jan 2026, 18:16:33 UTC
Prior SEC filing
03 Dec 2025
Next SEC filing
02 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021

Key filing fact

Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 06 Jan 2026.

Key facts

  • This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 06 Jan 2026, 18:16.

Change

  • Previous filing in this sequence was filed on 03 Dec 2025.
  • Current net transaction value: -$26,360.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001865423 Primary reporting owner

Aoki Ichiro

Relationship
President, Director
Address
32 JOURNEY, ALISO VIEJO
Signature
/s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Signature date
06 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

INDI transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+1,587
Change %
+1.9%
Price
$0.000000
Shares after
86,288
Date
03 Jan 2026
Ownership
Direct
INDI transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+9,375
Change %
+11%
Price
$0.000000
Shares after
95,663
Date
03 Jan 2026
Ownership
Direct
INDI transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+6,250
Change %
+6.5%
Price
$0.000000
Shares after
101,913
Date
03 Jan 2026
Ownership
Direct
INDI transaction

Class A Common Stock

Sale

Transaction value
$2,439
Shares
-665
Change %
-0.65%
Price
$3.67
Shares after
101,248
Date
05 Jan 2026
Ownership
Direct
Footnotes
F1
INDI transaction

Class A Common Stock

Sale

Transaction value
$14,350
Shares
-3,913
Change %
-3.9%
Price
$3.67
Shares after
97,335
Date
05 Jan 2026
Ownership
Direct
Footnotes
F1
INDI transaction

Class A Common Stock

Sale

Transaction value
$9,571
Shares
-2,610
Change %
-2.7%
Price
$3.67
Shares after
94,725
Date
05 Jan 2026
Ownership
Direct
Footnotes
F1
INDI holding

Class V Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,439,362
Date
03 Jan 2026
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

INDI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,587
Change %
-100%
Price
$0.000000
Shares after
0
Date
03 Jan 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,587
Exercise price
Footnotes
F2, F3
INDI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-9,375
Change %
-50%
Price
$0.000000
Shares after
9,375
Date
03 Jan 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
18,750
Exercise price
Footnotes
F2, F3
INDI transaction Derivative

Performance-based Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-6,250
Change %
-100%
Price
$0.000000
Shares after
0
Date
03 Jan 2026
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
6,250
Exercise price
Footnotes
F2, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Footnote F3

The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

Footnote F4

Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

Footnote F5

Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% vested on January 3, 2026.

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