Shankar Musunuri - 02 Jan 2026 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: OCGN
Reported as of: 02 Jan 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 06 Jan 2026, 17:20:32 UTC
Prior SEC filing: 06 Jan 2025
Source filing: View source filing
Reporting owner signature: /s/ Shankar Musunuri

Key filing fact

Shankar Musunuri filed Form 4 for Ocugen, Inc. (OCGN) on 06 Jan 2026.

Key facts

This page summarizes Shankar Musunuri's Form 4 filing for Ocugen, Inc. (OCGN).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 06 Jan 2026, 17:20.

Change

Previous filing in this sequence was filed on 06 Jan 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001791820 Primary reporting owner

Musunuri Shankar

Relationship: Chief Executive Officer, Director
Address: C/O OCUGEN, INC., 11 GREAT VALLEY PARKWAY, MALVERN
Signature: /s/ Shankar Musunuri
Signature date: 06 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OCGN transaction

Common Stock

Award

Transaction value: $0
Shares: +3,123,201
Change %: +170%
Price: $0.000000
Shares after: 4,955,924
Date: 02 Jan 2026
Ownership: Direct
Footnotes: F1

OCGN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,145,299
Date: 02 Jan 2026
Ownership: By: KVM Holdings, LLC
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OCGN transaction Derivative

Option (Right to Buy)

Award

Transaction value: $0
Shares: +3,123,201
Change %
Price: $0.000000
Shares after: 3,123,201
Date: 02 Jan 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,123,201
Exercise price: $1.38
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reflects a grant of performance stock units ("PSUs"). Each PSU represents a contingent right to receive one share of the Issuer's common stock upon the achievement of certain performance goals, subject to continued service with the Issuer on the applicable vesting dates.

Footnote F2

The Reporting Person is a member and officer of KVM Holdings, LLC and has voting and investment power over the shares held by KVM Holdings, LLC.

Footnote F3

The option vests annually in equal installments over three years commencing on January 2, 2027, subject to continued service with the Issuer on the applicable vesting dates.