Key facts
- This page summarizes John B. Dicus's Form 4 filing for Capitol Federal Financial, Inc. (CFFN).
- 4 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 05 Jan 2026, 12:49.
John B. Dicus - 31 Dec 2025 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)
- Reporting relationship
- Chairman, President and CEO, Director
- Issuer ticker
- CFFN
- Reported as of
- 31 Dec 2025
- Net transaction value
- +$31,905
- SEC form
- 4
- Accepted by SEC
- 05 Jan 2026, 12:49:43 UTC
- Prior SEC filing
- 30 Jul 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kent G. Townsend, under Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John B. Dicus filed Form 4 for Capitol Federal Financial, Inc. (CFFN) on 05 Jan 2026.
Change
- Previous filing in this sequence was filed on 30 Jul 2025.
- Current net transaction value: +$31,905.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001185016
Primary reporting owner
DICUS JOHN B
- Relationship
- Chairman, President and CEO, Director
- Address
- C/O CAPITOL FEDERAL FINANCIAL, INC., 700 SOUTH KANSAS AVENUE, TOPEKA
- Signature
- /s/ Kent G. Townsend, under Power of Attorney
- Signature date
- 05 Jan 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CFFN
transaction
CFFN common stock
Options Exercise
- Transaction value
- $150,000
- Shares
- +17,341
- Change %
- +1.3%
- Price
- $8.65
- Shares after
- 1,350,693
- Date
- 31 Dec 2025
- Ownership
- Direct
- Footnotes
- F1
CFFN
transaction
CFFN common stock
Disposed to Issuer
- Transaction value
- $118,092
- Shares
- -17,341
- Change %
- -1.3%
- Price
- $6.81
- Shares after
- 1,333,352
- Date
- 31 Dec 2025
- Ownership
- Direct
- Footnotes
- F1
CFFN
holding
CFFN common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 414,443
- Date
- 31 Dec 2025
- Ownership
- Trust 4
- Footnotes
- F2
CFFN
holding
CFFN common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 233,464
- Date
- 31 Dec 2025
- Ownership
- Trust 5
- Footnotes
- F3
CFFN
holding
CFFN common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 92,930
- Date
- 31 Dec 2025
- Ownership
- ESOP
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CFFN
transaction
Derivative
CFFN Phantom Stock 2022
Options Exercise
- Transaction value
- $150,000
- Shares
- -17,341
- Change %
- -100%
- Price
- $8.65
- Shares after
- 0
- Date
- 31 Dec 2025
- Ownership
- Direct
- Underlying class
- CFFN common stock
- Underlying amount
- 17,341
- Exercise price
- $8.65
- Footnotes
- F1, F4
CFFN
transaction
Derivative
CFFN Phantom Stock 2025
Award
- Transaction value
- $149,997
- Shares
- +22,026
- Change %
- Price
- $6.81
- Shares after
- 22,026
- Date
- 31 Dec 2025
- Ownership
- Direct
- Underlying class
- CFFN common stock
- Underlying amount
- 22,026
- Exercise price
- $6.81
- Footnotes
- F4
CFFN
holding
Derivative
CFFN Phantom Stock 2024
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,830
- Date
- 31 Dec 2025
- Ownership
- Direct
- Underlying class
- CFFN common stock
- Underlying amount
- 13,830
- Exercise price
- $5.91
- Footnotes
- F4
CFFN
holding
Derivative
CFFN Non-qualified Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,116
- Date
- 31 Dec 2025
- Ownership
- Direct
- Underlying class
- CFFN common stock
- Underlying amount
- 100,116
- Exercise price
- $11.91
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
Footnote F2
John B. Dicus GST Nonexempt Trust dated June 19, 2024.
Footnote F3
John B. Dicus Irrevocable Trust GST dated 12/12/2012
Footnote F4
The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Footnote F5
All options are vested.