John B. Dicus - 28 Jul 2025 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Reporting relationship
Chairman, President and CEO, Director
Issuer ticker
CFFN
Reported as of
28 Jul 2025
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Jul 2025, 13:09:49 UTC
Prior SEC filing
03 Jan 2025
Next SEC filing
05 Jan 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kent G. Townsend, under Power of Attorney

Key filing fact

John B. Dicus filed Form 4 for Capitol Federal Financial, Inc. (CFFN) on 30 Jul 2025.

Key facts

  • This page summarizes John B. Dicus's Form 4 filing for Capitol Federal Financial, Inc. (CFFN).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 30 Jul 2025, 13:09.

Change

  • Previous filing in this sequence was filed on 03 Jan 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001185016 Primary reporting owner

DICUS JOHN B

Relationship
Chairman, President and CEO, Director
Address
C/O CAPITOL FEDERAL FINANCIAL, INC., 700 SOUTH KANSAS AVENUE, TOPEKA
Signature
/s/ Kent G. Townsend, under Power of Attorney
Signature date
30 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CFFN transaction

CFFN common stock

Will/Inheritance

Transaction value
$0
Shares
+414,443
Change %
Price
$0.000000
Shares after
414,443
Date
28 Jul 2025
Ownership
Trust 4
Footnotes
F1, F2
CFFN transaction

CFFN common stock

Will/Inheritance

Transaction value
$0
Shares
+233,464
Change %
Price
$0.000000
Shares after
233,464
Date
28 Jul 2025
Ownership
Trust 5
Footnotes
F3, F4
CFFN transaction

CFFN common stock

Will/Inheritance

Transaction value
$0
Shares
-817,451
Change %
-100%
Price
$0.000000
Shares after
0
Date
28 Jul 2025
Ownership
Trust 2
Footnotes
F5, F6
CFFN transaction

CFFN common stock

Will/Inheritance

Transaction value
$0
Shares
-11,437
Change %
-100%
Price
$0.000000
Shares after
0
Date
28 Jul 2025
Ownership
Trust 1
Footnotes
F7, F8
CFFN transaction

CFFN common stock

Will/Inheritance

Transaction value
$0
Shares
-466,928
Change %
-100%
Price
$0.000000
Shares after
0
Date
28 Jul 2025
Ownership
Trust 3
Footnotes
F9, F10
CFFN holding

CFFN common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,333,352
Date
28 Jul 2025
Ownership
Direct
CFFN holding

CFFN common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
91,421
Date
28 Jul 2025
Ownership
ESOP

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CFFN holding Derivative

CFFN Phantom Stock 2022

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,341
Date
28 Jul 2025
Ownership
Direct
Underlying class
CFFN common stock
Underlying amount
17,341
Exercise price
$8.65
Footnotes
F11
CFFN holding Derivative

CFFN Phantom Stock 2024

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,830
Date
28 Jul 2025
Ownership
Direct
Underlying class
CFFN common stock
Underlying amount
13,830
Exercise price
$5.91
Footnotes
F11
CFFN holding Derivative

CFFN Non-qualified Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100,116
Date
28 Jul 2025
Ownership
Direct
Underlying class
CFFN common stock
Underlying amount
100,116
Exercise price
$11.91
Footnotes
F12
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 12 footnotes

Footnote F1

Transaction reflects receipt by John B. Dicus GST Nonexempt Trust dated June 19, 2024 of distribution of 408,725 shares from John C. Dicus Marital Trust GST Nonexempt and 5,718 shares from John C. Dicus Marital Trust GST Exempt.

Footnote F2

John B. Dicus GST Nonexempt Trust dated June 19, 2024.

Footnote F3

Transaction reflects receipt by John B. Dicus Irrevocable Trust GST dated 12/12/2012 of distribution of 233,464 shares from John C. Dicus Family Trust.

Footnote F4

John B. Dicus Irrevocable Trust GST dated 12/12/2012.

Footnote F5

Transaction reflects distribution of shares by John C. Dicus Marital Trust GST Nonexempt to beneficiaries.

Footnote F6

John C. Dicus Marital Trust GST Nonexempt.

Footnote F7

Transaction reflects distribution of shares by John C. Dicus Marital Trust GST Exempt to beneficiaries.

Footnote F8

John C. Dicus Marital Trust GST Exempt.

Footnote F9

Transaction reflects distribution of shares by John C. Dicus Family Trust to beneficiaries.

Footnote F10

John C. Dicus Family Trust.

Footnote F11

The phantom stock units were acquired under the Issuer's Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.

Footnote F12

All options are vested.

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