Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Dec 2025, 17:46:35 UTC
Prior SEC filing
23 Dec 2025
Next SEC filing
05 Jan 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Christopher Anzalone

Key filing fact

Christopher Richard Anzalone filed Form 4 for ARROWHEAD PHARMACEUTICALS, INC. (ARWR) on 30 Dec 2025.

Key facts

  • This page summarizes Christopher Richard Anzalone's Form 4 filing for ARROWHEAD PHARMACEUTICALS, INC. (ARWR).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 30 Dec 2025, 17:46.

Change

  • Previous filing in this sequence was filed on 23 Dec 2025.
  • Current net transaction value: -$3,257,460.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001423029 Primary reporting owner

Anzalone Christopher Richard

Relationship
Chief Executive Officer, Director
Address
177 E. COLORADO BLVD, SUITE 700, PASADENA
Signature
/s/Christopher Anzalone
Signature date
30 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ARWR transaction

Common Stock

Options Exercise

Transaction value
$216,363
Shares
+35,181
Change %
+0.92%
Price
$6.15
Shares after
3,841,107
Date
29 Dec 2025
Ownership
Direct
Footnotes
F1
ARWR transaction

Common Stock

Options Exercise

Transaction value
$101,752
Shares
+16,545
Change %
+0.43%
Price
$6.15
Shares after
3,857,652
Date
29 Dec 2025
Ownership
Direct
Footnotes
F1
ARWR transaction

Common Stock

Sale

Transaction value
$2,439,099
Shares
-35,181
Change %
-0.91%
Price
$69.33
Shares after
3,822,471
Date
29 Dec 2025
Ownership
Direct
Footnotes
F1, F2, F3
ARWR transaction

Common Stock

Sale

Transaction value
$1,136,476
Shares
-16,545
Change %
-0.43%
Price
$68.69
Shares after
3,805,926
Date
29 Dec 2025
Ownership
Direct
Footnotes
F1, F2, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ARWR transaction Derivative

Stock Option (right to buy Common Stock)

Options Exercise

Transaction value
$0
Shares
-35,181
Change %
-68%
Price
$0.000000
Shares after
16,545
Date
29 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
35,181
Exercise price
$6.15
Footnotes
F5
ARWR transaction Derivative

Stock Option (right to buy Common Stock)

Options Exercise

Transaction value
$0
Shares
-16,545
Change %
-100%
Price
$0.000000
Shares after
0
Date
29 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,545
Exercise price
$6.15
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person, a portion of which are still subject to certain vesting conditions.

Footnote F2

The exercise of non-qualified stock options and sale was made as the stock options were approaching their expiration date. The shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Footnote F3

The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $69.62, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Footnote F4

The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $68.10 to $69.08, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Footnote F5

All options were fully vested and exercisable as of January 1, 2016.

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