David A. Lorber - 22 Dec 2025 Form 4 Insider Report for PhenixFIN Corp (PFX)

Reporting relationship: CHAIRMAN AND CEO, Director, 10%+ Owner
Issuer ticker: PFX
Reported as of: 22 Dec 2025
Net transaction value: +$77,844
SEC form: 4
Accepted by SEC: 29 Dec 2025, 16:30:22 UTC
Prior SEC filing: 17 Dec 2025
Next SEC filing: 14 May 2026
Source filing: View source filing
Reporting owner signature: /s/ David A. Lorber

Key filing fact

David A. Lorber filed Form 4 for PhenixFIN Corp (PFX) on 29 Dec 2025.

Key facts

This page summarizes David A. Lorber's Form 4 filing for PhenixFIN Corp (PFX).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 29 Dec 2025, 16:30.

Change

Previous filing in this sequence was filed on 17 Dec 2025.
Current net transaction value: +$77,844.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001358538 Primary reporting owner

Lorber David A

Relationship: CHAIRMAN AND CEO, Director, 10%+ Owner
Address: 445 PARK AVENUE, 10TH FLOOR, NEW YORK
Signature: /s/ David A. Lorber
Signature date: 29 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFX transaction

COMMON STOCK

Purchase

Transaction value: $45,440
Shares: +1,000
Change %: +0.69%
Price: $45.44
Shares after: 145,891
Date: 22 Dec 2025
Ownership: Direct
Footnotes: F1

PFX transaction

COMMON STOCK

Purchase

Transaction value: $6,063
Shares: +133
Change %: +0.09%
Price: $45.59
Shares after: 146,024
Date: 23 Dec 2025
Ownership: Direct
Footnotes: F2

PFX transaction

COMMON STOCK

Purchase

Transaction value: $26,341
Shares: +572
Change %: +0.39%
Price: $46.05
Shares after: 146,596
Date: 24 Dec 2025
Ownership: Direct
Footnotes: F3

PFX holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,378
Date: 22 Dec 2025
Ownership: By spouse
Footnotes: F4

PFX holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 81,662
Date: 22 Dec 2025
Ownership: By FrontFour Master Fund, Ltd.
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.00 to $45.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.33 to $45.68, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.76 to $46.05, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

Footnote F4

Shares held in David A. Lorber's spouse's individual retirement account.

Footnote F5

Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.