Key facts
- This page summarizes Robert O Smith's Form 4 filing for Ault Alliance, Inc. (GPUS).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Jan 2023, 19:00.
Robert O Smith - 09 Jan 2023 Form 4 Insider Report for Ault Alliance, Inc. (GPUS)
- Reporting relationship
- Director
- Issuer ticker
- GPUS
- Reported as of
- 09 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Jan 2023, 19:00:22 UTC
- Prior SEC filing
- 17 Nov 2022
- Next SEC filing
- 02 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert O. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert O Smith filed Form 4 for Ault Alliance, Inc. (GPUS) on 11 Jan 2023.
Change
- Previous filing in this sequence was filed on 17 Nov 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AULT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +25,000
- Change %
- +24%
- Price
- $0.000000
- Shares after
- 130,000
- Date
- 09 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AULT
transaction
Derivative
Restricted Stock Grant
Options Exercise
- Transaction value
- $0
- Shares
- -25,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 09 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the vesting of restricted stock.
Footnote F2
Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer").
Footnote F3
On January 8, 2021, Mr. Smith was granted 50,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last two tranches, after approval by the NYSE American. The final 25,000 shares of the Issuer's common stock were issued on January 9, 2023.