Robert O Smith - 15 Nov 2022 Form 4 Insider Report for BitNile Holdings, Inc. (GPUS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Nov 2022, 20:36:28 UTC
Prior SEC filing
19 Sep 2022
Next SEC filing
11 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert O. Smith

Key filing fact

Robert O Smith filed Form 4 for BitNile Holdings, Inc. (GPUS) on 17 Nov 2022.

Key facts

  • This page summarizes Robert O Smith's Form 4 filing for BitNile Holdings, Inc. (GPUS).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 17 Nov 2022, 20:36.

Change

  • Previous filing in this sequence was filed on 19 Sep 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AULT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+12,500
Change %
+14%
Price
$0.000000
Shares after
105,000
Date
15 Nov 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AULT transaction Derivative

Restricted Stock Grant

Options Exercise

Transaction value
$0
Shares
-12,500
Change %
-33%
Price
$0.000000
Shares after
25,000
Date
15 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
Footnotes
F2, F3
AULT holding Derivative

Restricted Stock Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,500,000
Date
15 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,500,000
Exercise price
Footnotes
F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents the vesting of restricted stock.

Footnote F2

Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.

Footnote F3

On January 8, 2021, Mr. Smith was granted 50,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023.

Footnote F4

On September 6, 2022, Mr. Smith was granted 1,500,000 restricted shares of Common Stock, of which 500,000 and 1,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American.

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