Mark L. Baum - 12 Dec 2025 Form 4 Insider Report for HARROW, INC. (HROW)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director
Issuer ticker: HROW
Reported as of: 12 Dec 2025
Net transaction value: -$3,053,518
SEC form: 4
Accepted by SEC: 16 Dec 2025, 20:48:32 UTC
Prior SEC filing: 23 Jul 2025
Next SEC filing: 15 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Mark L Baum

Key filing fact

Mark L. Baum filed Form 4 for HARROW, INC. (HROW) on 16 Dec 2025.

Key facts

This page summarizes Mark L. Baum's Form 4 filing for HARROW, INC. (HROW).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Dec 2025, 20:48.

Change

Previous filing in this sequence was filed on 23 Jul 2025.
Current net transaction value: -$3,053,518.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001274282 Primary reporting owner

BAUM MARK L

Relationship: CHIEF EXECUTIVE OFFICER, Director
Address: C/O HARROW, INC., 1A BURTON HILLS BLVD., SUITE 200, NASHVILLE
Signature: /s/ Mark L Baum
Signature date: 16 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HROW transaction

Common Stock

Options Exercise

Transaction value: $711,000
Shares: +180,000
Change %: +6.2%
Price: $3.95
Shares after: 3,066,124
Date: 12 Dec 2025
Ownership: Direct

HROW transaction

Common Stock

Tax liability

Transaction value: $3,764,518
Shares: -79,994
Change %: -2.6%
Price: $47.06
Shares after: 2,986,130
Date: 12 Dec 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HROW transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -180,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 12 Dec 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 180,000
Exercise price: $3.95
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents stock options granted to Mr. Baum on April 1, 2016 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock options vested quarterly over a three-year period following the grant date. 79,994 shares were withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.