Mark L. Baum - 21 Jul 2025 Form 4 Insider Report for HARROW, INC. (HROW)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Issuer ticker: HROW
Reported as of: 21 Jul 2025
Net transaction value: -$6,896,573
SEC form: 4
Accepted by SEC: 23 Jul 2025, 21:10:48 UTC
Prior SEC filing: 01 Jul 2025
Next SEC filing: 16 Dec 2025
Source filing: View source filing
Reporting owner signature: /s/ Mark L. Baum

Key filing fact

Mark L. Baum filed Form 4 for HARROW, INC. (HROW) on 23 Jul 2025.

Key facts

This page summarizes Mark L. Baum's Form 4 filing for HARROW, INC. (HROW).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 23 Jul 2025, 21:10.

Change

Previous filing in this sequence was filed on 01 Jul 2025.
Current net transaction value: -$6,896,573.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001274282 Primary reporting owner

BAUM MARK L

Relationship: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Address: C/O HARROW, INC., 1A BURTON HILLS BLVD., SUITE 200, NASHVILLE
Signature: /s/ Mark L. Baum
Signature date: 23 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HROW transaction

Common stock

Options Exercise

Transaction value: $4,722,000
Shares: +600,000
Change %: +23%
Price: $7.87
Shares after: 3,199,462
Date: 21 Jul 2025
Ownership: Direct

HROW transaction

Common stock

Tax liability

Transaction value: $11,618,573
Shares: -313,338
Change %: -9.8%
Price: $37.08
Shares after: 2,886,124
Date: 21 Jul 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HROW transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -600,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 31 Jul 2015
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 600,000
Exercise price: $7.87
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents stock options granted to Mr. Baum on July 31, 2015, and amended on June 4, 2020, under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested upon achievement and maintenance of certain Harrow common stock-price-based performance targets. The Company withheld a total of 313,338 shares from issuance to Mr. Baum for: (i) 127,346 shares withheld as consideration for the cashless exercise of the option; and (ii) an additional 185,992 shares of common stock were withheld from issuance to Mr. Baum for payroll tax purposes.