Charles L. Failla - 02 Jun 2025 Form 4 Insider Report for Align Alternative Access Fund

Reporting relationship: President, CEO and Sec, Director, 10%+ Owner
Issuer ticker: N/A
Reported as of: 02 Jun 2025
Net transaction value: +$1,000,000
SEC form: 4
Accepted by SEC: 11 Dec 2025, 16:31:43 UTC
Prior SEC filing: 11 Dec 2025
Source filing: View source filing
Reporting owner signature: /s/ Charles L. Failla

Key filing fact

Charles L. Failla filed Form 4 for Align Alternative Access Fund on 11 Dec 2025.

Key facts

This page summarizes Charles L. Failla's Form 4 filing for Align Alternative Access Fund.
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 11 Dec 2025, 16:31.

Change

Previous filing in this sequence was filed on 11 Dec 2025.
Current net transaction value: +$1,000,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002049241 Primary reporting owner

Failla Charles

Relationship: President, CEO and Sec, Director, 10%+ Owner
Address: C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE SUITE 450, CINCINNATI
Signature: /s/ Charles L. Failla
Signature date: 11 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALTIX transaction

Class I Shares

Purchase

Transaction value: $500,000
Shares: +50,000
Change %: +500%
Price: $10.00
Shares after: 60,000
Date: 02 Jun 2025
Ownership: Direct
Footnotes: F1, F2

ALTIX transaction

Class I Shares

Purchase

Transaction value: $100,000
Shares: +10,000
Change %: +17%
Price: $10.00
Shares after: 70,000
Date: 02 Jun 2025
Ownership: Direct
Footnotes: F1, F2

ALTIX transaction

Class I Shares

Purchase

Transaction value: $400,000
Shares: +40,000
Change %: +57%
Price: $10.00
Shares after: 110,000
Date: 02 Jun 2025
Ownership: Spouse
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Per share price.

Footnote F2

10,000 shares held jointly with his spouse Carmen Failla.

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