Rebecca W. House - 08 Dec 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Dec 2025, 19:44:40 UTC
Prior SEC filing
05 Dec 2025
Next SEC filing
27 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Danielle White, Attorney-in-fact for Rebecca W. House

Key filing fact

Rebecca W. House filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 10 Dec 2025.

Key facts

  • This page summarizes Rebecca W. House's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
  • 12 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 10 Dec 2025, 19:44.

Change

  • Previous filing in this sequence was filed on 05 Dec 2025.
  • Current net transaction value: -$823,435.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001693217 Primary reporting owner

House Rebecca W

Relationship
SVP, CLO and Secretary
Address
1201 SOUTH SECOND STREET, MILWAUKEE
Signature
Danielle White, Attorney-in-fact for Rebecca W. House
Signature date
10 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROK transaction

Common Stock

Sale

Transaction value
$115,837
Shares
-289
Change %
-2.7%
Price
$400.82
Shares after
10,339
Date
08 Dec 2025
Ownership
Direct
Footnotes
F1, F2
ROK transaction

Common Stock

Sale

Transaction value
$24,902
Shares
-62
Change %
-0.6%
Price
$401.64
Shares after
10,277
Date
08 Dec 2025
Ownership
Direct
Footnotes
F1, F3
ROK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,155
Change %
+11%
Price
$0.000000
Shares after
11,432
Date
09 Dec 2025
Ownership
Direct
ROK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,466
Change %
+22%
Price
$0.000000
Shares after
13,898
Date
09 Dec 2025
Ownership
Direct
ROK transaction

Common Stock

Sale

Transaction value
$201,265
Shares
-502
Change %
-3.6%
Price
$400.93
Shares after
13,396
Date
10 Dec 2025
Ownership
Direct
Footnotes
F4, F5
ROK transaction

Common Stock

Sale

Transaction value
$225,866
Shares
-562
Change %
-4.2%
Price
$401.90
Shares after
12,834
Date
10 Dec 2025
Ownership
Direct
Footnotes
F4, F6
ROK transaction

Common Stock

Sale

Transaction value
$222,866
Shares
-553
Change %
-4.3%
Price
$403.01
Shares after
12,281
Date
10 Dec 2025
Ownership
Direct
Footnotes
F4, F7
ROK transaction

Common Stock

Sale

Transaction value
$32,700
Shares
-81
Change %
-0.66%
Price
$403.70
Shares after
12,200
Date
10 Dec 2025
Ownership
Direct
Footnotes
F4, F8
ROK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
51
Date
08 Dec 2025
Ownership
By savings plan
Footnotes
F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROK transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+11,267
Change %
Price
$0.000000
Shares after
11,267
Date
08 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,267
Exercise price
$402.22
Footnotes
F10, F11
ROK transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+3,282
Change %
Price
$0.000000
Shares after
3,282
Date
08 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,282
Exercise price
Footnotes
F10, F12, F13
ROK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,155
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,155
Exercise price
Footnotes
F12, F13
ROK transaction Derivative

Performance Shares

Options Exercise

Transaction value
$0
Shares
-2,466
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,466
Exercise price
Footnotes
F14
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 14 footnotes

Footnote F1

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

Footnote F2

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.2850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F3

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.40 to $401.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F4

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.

Footnote F5

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.51 to $401.47. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F6

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.5250 to $402.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F7

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.6150 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F8

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.64 to $403.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F9

Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Footnote F10

Awarded under the Company's 2020 Long-Term Incentive Plan.

Footnote F11

The options vest in three substantially equal annual installments beginning on date exercisable.

Footnote F12

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Footnote F13

The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Footnote F14

Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

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