Rebecca W. House - 25 Feb 2026 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP, CLO and Secretary
Signature
Danielle White, Attorney-in-fact for Rebecca W. House
Issuer symbol
ROK
Transactions as of
25 Feb 2026
Net transactions value
-$2,514,913
Form type
4
Filing time
27 Feb 2026, 16:23:46 UTC
Previous filing
10 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
House Rebecca W SVP, CLO and Secretary 1201 SOUTH SECOND STREET, MILWAUKEE Danielle White, Attorney-in-fact for Rebecca W. House 27 Feb 2026 0001693217

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $2,376,803 +12,100 +99% $196.43 24,300 25 Feb 2026 Direct
transaction ROK Common Stock Sale $697,797 -1,736 -7.1% $401.96 22,564 25 Feb 2026 Direct F1, F2
transaction ROK Common Stock Sale $804,273 -1,996 -8.8% $402.94 20,568 25 Feb 2026 Direct F1, F3
transaction ROK Common Stock Sale $1,428,918 -3,536 -17% $404.11 17,032 25 Feb 2026 Direct F1, F4
transaction ROK Common Stock Sale $1,400,685 -3,455 -20% $405.41 13,577 25 Feb 2026 Direct F1, F5
transaction ROK Common Stock Sale $275,113 -677 -5% $406.37 12,900 25 Feb 2026 Direct F1, F6
transaction ROK Common Stock Sale $252,290 -620 -4.8% $406.92 12,280 25 Feb 2026 Direct F1, F7
transaction ROK Common Stock Sale $32,640 -80 -0.65% $408.00 12,200 25 Feb 2026 Direct F1
holding ROK Common Stock 51 25 Feb 2026 By savings plan F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $0 -12,100 -100% $0.000000 0 25 Feb 2026 Common Stock 12,100 $196.43 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.52 to $402.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.55 to $403.49. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F4 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.6550 to $404.64. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $404.77 to $405.7550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F6 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $405.83 to $406.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F7 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $406.84 to $407.66. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F8 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F9 The option vests in three substantially equal annual installments beginning on the date exercisable.