Loren Robert W. D. - 03 Dec 2025 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Reporting relationship: CEO and Chairman, Director, 10%+ Owner
Issuer ticker: XELB
Reported as of: 03 Dec 2025
Net transaction value: +$56,934
SEC form: 4
Accepted by SEC: 05 Dec 2025, 20:46:51 UTC
Prior SEC filing: 03 Nov 2025
Next SEC filing: 19 Dec 2025
Source filing: View source filing
Reporting owner signature: /s/ Robert W. D'Loren

Key filing fact

Loren Robert W. D. filed Form 4 for XCel Brands, Inc. (XELB) on 05 Dec 2025.

Key facts

This page summarizes Loren Robert W. D.'s Form 4 filing for XCel Brands, Inc. (XELB).
5 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 05 Dec 2025, 20:46.

Change

Previous filing in this sequence was filed on 03 Nov 2025.
Current net transaction value: +$56,934.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001086742 Primary reporting owner

D LOREN ROBERT W

Relationship: CEO and Chairman, Director, 10%+ Owner
Address: C/O XCEL BRANDS, INC., 550 SEVENTH AVENUE, NEW YORK
Signature: /s/ Robert W. D'Loren
Signature date: 05 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

XELB transaction

Common Stock

Award

Transaction value: $29,617
Shares: +31,507
Change %: +6.1%
Price: $0.9400
Shares after: 545,387
Date: 03 Dec 2025
Ownership: Direct
Footnotes: F1

XELB transaction

Common Stock

Tax liability

Transaction value: $13,683
Shares: -14,556
Change %: -2.7%
Price: $0.9400
Shares after: 530,831
Date: 03 Dec 2025
Ownership: Direct

XELB transaction

Common Stock

Award

Transaction value: $23,500
Shares: +25,000
Change %: +4.7%
Price: $0.9400
Shares after: 555,831
Date: 03 Dec 2025
Ownership: Direct
Footnotes: F2

XELB transaction

Common Stock

Purchase

Transaction value: $17,500
Shares: +50,000
Change %: +9%
Price: $0.3500
Shares after: 605,831
Date: 05 Dec 2025
Ownership: Direct

XELB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 60,731
Date: 03 Dec 2025
Ownership: See Footnote
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

XELB transaction Derivative

Stock Options

Award

Transaction value: $0
Shares: +250,674
Change %
Price: $0.000000
Shares after: 250,674
Date: 03 Dec 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 250,674
Exercise price: $0.9400
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares of awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary.

Footnote F2

Represents shares awarded to Mr. D'Loren

Footnote F3

The options vest as to 71,842 shares upon the common stock having a closing price of $3.00 or higher; 60,053 shares upon the common stock having a closing price of $5.00 or higher; 49,368 shares upon the common stock having a closing price of $7.00 or higher, 39,937 shares upon the common stock having a closing price of $9.00 or higher and 29,474 upon the common stock having a closing price of $11.00 or higher.

Footnote F4

Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.