Edward Shihai Lee - 13 Jan 2025 Form 4 Insider Report for FOCUS UNIVERSAL INC. (FCUV)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: FCUV
Reported as of: 13 Jan 2025
Net transaction value: -$145,500
SEC form: 4
Accepted by SEC: 24 Nov 2025, 20:10:10 UTC
Prior SEC filing: 22 Oct 2025
Source filing: View source filing
Reporting owner signature: /s/ Edward Lee

Key filing fact

Edward Shihai Lee filed Form 4 for FOCUS UNIVERSAL INC. (FCUV) on 24 Nov 2025.

Key facts

This page summarizes Edward Shihai Lee's Form 4 filing for FOCUS UNIVERSAL INC. (FCUV).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 24 Nov 2025, 20:10.

Change

Previous filing in this sequence was filed on 22 Oct 2025.
Current net transaction value: -$145,500.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001696946 Primary reporting owner

Lee Edward Shihai

Relationship: Director, 10%+ Owner
Address: C/O FOCUS UNIVERSAL INC., 2311 LOCUST STREET, ONTARIO
Signature: /s/ Edward Lee
Signature date: 24 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FCUV transaction

Common Stock

Other

Transaction value: $2,142,000
Shares: -360,000
Change %: -50%
Price: $5.95
Shares after: 364,000
Date: 13 Jan 2025
Ownership: By the Lee-Gu Private Foundation.

FCUV transaction

Common Stock

Conversion of derivative security

Transaction value: $1,996,500
Shares: +550,000
Change %: +114%
Price: $3.63
Shares after: 1,031,830
Date: 17 Nov 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FCUV transaction Derivative

Series A Convertible Preferred Stock

Purchase

Transaction value: $2,000,000
Shares: +500,000
Change %
Price: $4.00
Shares after: 500,000
Date: 20 Oct 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 550,000
Exercise price: $3.63
Footnotes: F1

FCUV transaction Derivative

Series A Convertible Preferred Stock

Conversion of derivative security

Transaction value: $2,000,000
Shares: -500,000
Change %: -100%
Price: $4.00
Shares after: 0
Date: 17 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 550,000
Exercise price: $3.63
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Not applicable

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