| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Lee Edward Shihai | Director, 10%+ Owner | C/O FOCUS UNIVERSAL INC., 2311 EAST LOCUST COURT, ONTARIO | /s/ Edward Lee | 22 Oct 2025 | 0001696946 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FCUV | Common Stock | Other | $44,900,000 | -500,000 | -8.8% | $89.80 | 5,212,200 | 14 Jul 2022 | Direct | F1 |
| transaction | FCUV | Common Stock | Other | $44,900,000 | +500,000 | $89.80 | 245,670 | 14 Jul 2022 | By the Lee Gu Foundation | F2 | |
| transaction | FCUV | Common Stock | Other | $7,226,664 | -80,000 | -12% | $90.33 | 596,000 | 20 Jul 2022 | By the Lee Gu Family Foundation | |
| transaction | FCUV | Common Stock | Gift | $993,666 | -11,000 | -1.8% | $90.33 | 585,000 | 20 Jul 2022 | By the Lee Gu Family Foundation | |
| transaction | FCUV | Common Stock | Other | $60,000,000 | -4,000,000 | -51% | $15.00 | 3,818,300 | 02 Jan 2024 | Direct | F3 |
| transaction | FCUV | Common Stock | Other | $60,000,000 | +4,000,000 | $15.00 | 4,000,000 | 02 Jan 2024 | By the Lee Gu Private Foundation | ||
| transaction | FCUV | Common Stock | Other | $1,200,000 | -80,000 | -9.1% | $15.00 | 797,500 | 02 Jan 2024 | By the Lee Gu Family Foundation | F4 |
| transaction | FCUV | Common Stock | Other | $750,000 | -50,000 | -40% | $15.00 | 74,750 | 02 Jan 2024 | By the Lee Gu Family Foundation | F5 |
| transaction | FCUV | Common Stock | Award | $3,300,000 | +1,000,000 | $3.30 | 481,830 | 23 Sep 2024 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | Mr. Edward Lee beneficially owns a total of 1,182,000 shares of the Issuer's common stock, of which 481,830 shares are held directly and 700,170 shares are held indirectly. |
| F2 | Reflects a 1.5-for-1 forward stock split effective on March 23, 2023 and 1-for-10 reverse stock split effective on January 31, 2025. |
| F3 | Reflects a 1.5-for-1 forward stock split effective on March 23, 2023. |
| F4 | Reflects a 1.5-for-1 forward stock split effective on March 23, 2023. |
| F5 | Reflects a 1-for-10 reverse stock split effective on January 31, 2025. |
| F6 | Reflects a 1-for-10 reverse stock split effective on January 31, 2025. |