Brian Kenneth Roberts - 19 Nov 2025 Form 4 Insider Report for Rezolute, Inc. (RZLT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Nov 2025, 17:53:46 UTC
Prior SEC filing
26 Jun 2025
Next SEC filing
17 Dec 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Kenneth Roberts

Key filing fact

Brian Kenneth Roberts filed Form 4 for Rezolute, Inc. (RZLT) on 21 Nov 2025.

Key facts

  • This page summarizes Brian Kenneth Roberts's Form 4 filing for Rezolute, Inc. (RZLT).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Nov 2025, 17:53.

Change

  • Previous filing in this sequence was filed on 26 Jun 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001829608 Primary reporting owner

ROBERTS BRIAN KENNETH

Relationship
Chief Medical Officer
Address
C/O REZOLUTE, INC., 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY
Signature
/s/ Brian Kenneth Roberts
Signature date
21 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RZLT transaction

Common Shares

Award

Transaction value
$0
Shares
+123,000
Change %
+78%
Price
$0.000000
Shares after
280,352
Date
19 Nov 2025
Ownership
Direct
Footnotes
F1
RZLT holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,500
Date
19 Nov 2025
Ownership
Held in IRA

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RZLT transaction Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
$0
Shares
+72,000
Change %
Price
$0.000000
Shares after
72,000
Date
19 Nov 2025
Ownership
Direct
Underlying class
Common Shares
Underlying amount
72,000
Exercise price
$10.16
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026.

Footnote F2

The options vest 1/36th monthly beginning on December 19, 2025.

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