Shmuel Rubin - 07 Mar 2025 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: LPTH
Reported as of: 07 Mar 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 21 Nov 2025, 17:43:39 UTC
Prior SEC filing: 25 Feb 2025
Next SEC filing: 18 Nov 2025
Source filing: View source filing
Reporting owner signature: /s/ Natalie King, attorney-in-fact

Key filing fact

Shmuel Rubin filed Form 4 for LIGHTPATH TECHNOLOGIES INC (LPTH) on 21 Nov 2025.

Key facts

This page summarizes Shmuel Rubin's Form 4 filing for LIGHTPATH TECHNOLOGIES INC (LPTH).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 21 Nov 2025, 17:43.

Change

Previous filing in this sequence was filed on 25 Feb 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001806183 Primary reporting owner

Rubin Shmuel

Relationship: Chief Executive Officer, Director
Address: 2603 CHALLENGER TECH COURT, SUITE 100, ORLANDO
Signature: /s/ Natalie King, attorney-in-fact
Signature date: 21 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPTH transaction

Class A common stock

Options Exercise

Transaction value
Shares: +9,529
Change %: +3.9%
Price
Shares after: 254,202
Date: 20 Nov 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LPTH transaction Derivative

Restricted stock units

Award

Transaction value
Shares: +37,793
Change %
Price
Shares after: 37,793
Date: 07 Mar 2025
Ownership: Direct
Underlying class: Class A common stock
Underlying amount: 37,793
Exercise price
Footnotes: F2, F3

LPTH transaction Derivative

Restricted stock units

Award

Transaction value
Shares: +13,127
Change %
Price
Shares after: 13,127
Date: 18 Nov 2025
Ownership: Direct
Underlying class: Class A common stock
Underlying amount: 13,127
Exercise price
Footnotes: F2, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Footnote F3

The restricted stock units vest equally in three tranches, vesting on November 20, 2025, 2026 and 2027.

Footnote F4

The restricted stock units vest equally over a three year period, with the first vesting on November 18, 2026.