James H. Ballengee - 10 Nov 2025 Form 4 Insider Report for Vivakor, Inc. (VIVK)

Reporting relationship: CEO, Director, 10%+ Owner
Issuer ticker: VIVK
Reported as of: 10 Nov 2025
Net transaction value: -$511,624
SEC form: 4
Accepted by SEC: 18 Nov 2025, 18:42:13 UTC
Prior SEC filing: 04 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ James H. Ballengee

Key filing fact

James H. Ballengee filed Form 4 for Vivakor, Inc. (VIVK) on 18 Nov 2025.

Key facts

This page summarizes James H. Ballengee's Form 4 filing for Vivakor, Inc. (VIVK).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 18 Nov 2025, 18:42.

Change

Previous filing in this sequence was filed on 04 Dec 2024.
Current net transaction value: -$511,624.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001646366 Primary reporting owner

Ballengee James H.

Relationship: CEO, Director, 10%+ Owner
Address: 6617 GOLF DRIVE, DALLAS
Signature: /s/ James H. Ballengee
Signature date: 18 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VIVK transaction

Common Stock Par Value $0.001

Other

Transaction value: $506,508
Shares: -2,979,456
Change %: -14%
Price: $0.1700
Shares after: 17,878,560
Date: 10 Nov 2025
Ownership: Beneficial Ownership thru Jorgan Development, LLC and JBAH Holdings, LLC
Footnotes: F1

VIVK transaction

Common Stock Par Value $0.001

Other

Transaction value: $5,116
Shares: -30,096
Change %: -0.17%
Price: $0.1700
Shares after: 17,848,464
Date: 10 Nov 2025
Ownership: Beneficial ownership thru Jorgan Development, LLC and JBAH Holdings, LLC
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Transaction Code J-Shares were transferred to a financial institution as collateral under the terms of the loan agreement. Shares were valued based on closing price of the Issuer's common stock on 11/10/2025. Value to be applied against the loan balance.