Anthony Noto - 05 Nov 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: SOFI
Reported as of: 05 Nov 2025
Net transaction value: -$30,791,890
SEC form: 4
Accepted by SEC: 07 Nov 2025, 21:22:38 UTC
Prior SEC filing: 01 Oct 2025
Next SEC filing: 17 Dec 2025
Source filing: View source filing
Reporting owner signature: /s/ Deanna M. Smith, Attorney-in-Fact

Key filing fact

Anthony Noto filed Form 4 for SoFi Technologies, Inc. (SOFI) on 07 Nov 2025.

Key facts

This page summarizes Anthony Noto's Form 4 filing for SoFi Technologies, Inc. (SOFI).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 Nov 2025, 21:22.

Change

Previous filing in this sequence was filed on 01 Oct 2025.
Current net transaction value: -$30,791,890.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001613438 Primary reporting owner

Noto Anthony

Relationship: Chief Executive Officer, Director
Address: C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Signature date: 07 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares: +2,142,859
Change %: +21%
Price
Shares after: 12,481,628
Date: 05 Nov 2025
Ownership: Direct
Footnotes: F1, F2

SOFI transaction

Common Stock

Tax liability

Transaction value: $30,791,890
Shares: -1,133,722
Change %: -9.1%
Price: $27.16
Shares after: 11,347,906
Date: 05 Nov 2025
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI transaction Derivative

Performance Stock Units

Options Exercise

Transaction value: $0
Shares: -2,142,859
Change %: -33%
Price: $0.000000
Shares after: 4,285,719
Date: 05 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,142,859
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.

Footnote F2

PSUs convert into common stock on a one-for-one basis.

Footnote F3

Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person.