Anthony Noto - 15 Dec 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Executive Officer, Director
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
15 Dec 2025
Net transactions value
-$8,328,693
Form type
4
Filing time
17 Dec 2025, 17:31:01 UTC
Previous filing
07 Nov 2025
Next filing
23 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Noto Anthony Chief Executive Officer, Director C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 17 Dec 2025 0001613438

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +559,716 +4.9% 11,907,622 15 Dec 2025 Direct F1
transaction SOFI Common Stock Options Exercise +17,134 +0.14% 11,924,756 15 Dec 2025 Direct F1
transaction SOFI Common Stock Tax liability $8,328,693 -305,304 -2.6% $27.28 11,619,452 15 Dec 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -559,716 -29% $0.000000 1,394,974 15 Dec 2025 Common Stock 559,716 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -17,134 -1.7% $0.000000 976,582 15 Dec 2025 Common Stock 17,134 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.