Richard D. Fairbank - 04 Nov 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Reporting relationship: Chairman and CEO, Director
Issuer ticker: COF
Reported as of: 04 Nov 2025
Net transaction value: -$19,429,255
SEC form: 4
Accepted by SEC: 06 Nov 2025, 17:03:44 UTC
Prior SEC filing: 29 Oct 2025
Next SEC filing: 05 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Blaise F. Brennan (POA on file)

Key filing fact

Richard D. Fairbank filed Form 4 for CAPITAL ONE FINANCIAL CORP (COF) on 06 Nov 2025.

Key facts

This page summarizes Richard D. Fairbank's Form 4 filing for CAPITAL ONE FINANCIAL CORP (COF).
11 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 06 Nov 2025, 17:03.

Change

Previous filing in this sequence was filed on 29 Oct 2025.
Current net transaction value: -$19,429,255.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001238032 Primary reporting owner

FAIRBANK RICHARD D

Relationship: Chairman and CEO, Director
Address: 1680 CAPITAL ONE DRIVE, MCLEAN
Signature: /s/ Blaise F. Brennan (POA on file)
Signature date: 06 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

COF transaction

Common Stock

Options Exercise

Transaction value: $3,408,727
Shares: +53,487
Change %: +1.3%
Price: $63.73
Shares after: 4,104,715
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1

COF transaction

Common Stock

Sale

Transaction value: $457,947
Shares: -2,100
Change %: -0.05%
Price: $218.07
Shares after: 4,102,615
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F2

COF transaction

Common Stock

Sale

Transaction value: $1,336,765
Shares: -6,102
Change %: -0.15%
Price: $219.07
Shares after: 4,096,513
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F3

COF transaction

Common Stock

Sale

Transaction value: $1,250,686
Shares: -5,679
Change %: -0.14%
Price: $220.23
Shares after: 4,090,834
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F4

COF transaction

Common Stock

Sale

Transaction value: $7,611,954
Shares: -34,437
Change %: -0.84%
Price: $221.04
Shares after: 4,056,397
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F5

COF transaction

Common Stock

Sale

Transaction value: $1,146,226
Shares: -5,169
Change %: -0.13%
Price: $221.75
Shares after: 4,051,228
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F6

COF transaction

Common Stock

Sale

Transaction value: $847,882
Shares: -3,881
Change %: -0.1%
Price: $218.47
Shares after: 4,047,347
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F7

COF transaction

Common Stock

Sale

Transaction value: $962,552
Shares: -4,389
Change %: -0.11%
Price: $219.31
Shares after: 4,042,958
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F8

COF transaction

Common Stock

Sale

Transaction value: $3,606,966
Shares: -16,347
Change %: -0.4%
Price: $220.65
Shares after: 4,026,611
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F9

COF transaction

Common Stock

Sale

Transaction value: $5,617,004
Shares: -25,383
Change %: -0.63%
Price: $221.29
Shares after: 4,001,228
Date: 04 Nov 2025
Ownership: Direct
Footnotes: F1, F10

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

COF transaction Derivative

Stock Options

Options Exercise

Transaction value: $0
Shares: -53,487
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 04 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 53,487
Exercise price: $63.73

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 10 footnotes

Footnote F1

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.56 to $218.55. Information regarding the number of shares sold at each price will be provided upon request.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.56 to $219.47. Information regarding the number of shares sold at each price will be provided upon request.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.56 to $220.49. Information regarding the number of shares sold at each price will be provided upon request.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.60 to $221.54. Information regarding the number of shares sold at each price will be provided upon request.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.60 to $221.94. Information regarding the number of shares sold at each price will be provided upon request.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.89 to $218.87. Information regarding the number of shares sold at each price will be provided upon request.

Footnote F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.89 to $219.77. Information regarding the number of shares sold at each price will be provided upon request.

Footnote F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.95 to $220.94. Information regarding the number of shares sold at each price will be provided upon request.

Footnote F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.97 to $221.94. Information regarding the number of shares sold at each price will be provided upon request.