Richard D. Fairbank - 03 Feb 2026 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chairman and CEO, Director
Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
03 Feb 2026
Net transactions value
$0
Form type
4
Filing time
05 Feb 2026, 17:06:41 UTC
Previous filing
06 Nov 2025
Next filing
18 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
FAIRBANK RICHARD D Chairman and CEO, Director 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan (POA on file) 05 Feb 2026 0001238032

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise $98,046 +439 +0.01% $223.34 4,001,671 03 Feb 2026 Direct F1, F2
transaction COF Common Stock Options Exercise $45,115 +202 +0.01% $223.34 4,001,873 03 Feb 2026 Direct F1
transaction COF Common Stock Options Exercise $60,525 +271 +0.01% $223.34 4,002,144 03 Feb 2026 Direct F3
transaction COF Common Stock Options Exercise $30,374 +136 +0% $223.34 4,002,280 03 Feb 2026 Direct F3
transaction COF Common Stock Tax liability $98,046 -439 -0.01% $223.34 4,001,841 03 Feb 2026 Direct F1
transaction COF Common Stock Tax liability $45,115 -202 -0.01% $223.34 4,001,639 03 Feb 2026 Direct F1
transaction COF Common Stock Tax liability $60,525 -271 -0.01% $223.34 4,001,368 03 Feb 2026 Direct F3
transaction COF Common Stock Tax liability $30,374 -136 -0% $223.34 4,001,232 03 Feb 2026 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF 2024 Restricted Stock Units Options Exercise $0 -439 -1.3% $0.000000 34,111 03 Feb 2026 Common Stock 439 $0.000000 Direct F1, F4
transaction COF Restricted Stock Units Options Exercise $0 -202 -1.1% $0.000000 18,176 03 Feb 2026 Common Stock 202 $0.000000 Direct F1, F5
transaction COF 2025 Restricted Stock Units Options Exercise $0 -271 -1.1% $0.000000 24,715 03 Feb 2026 Common Stock 271 $0.000000 Direct F3, F6
transaction COF Restricted Stock Units Options Exercise $0 -136 -1.1% $0.000000 12,357 03 Feb 2026 Common Stock 136 $0.000000 Direct F3, F7
transaction COF Restricted Stock Units Award $0 +26,865 $0.000000 26,865 03 Feb 2026 Common Stock 26,865 $0.000000 Direct F8, F9
transaction COF Restricted Stock Units Award $0 +11,194 $0.000000 11,194 03 Feb 2026 Common Stock 11,194 $0.000000 Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.
F2 Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
F3 Represents the automatic withholding of restricted stock units granted in February 2025 which settled in cash based on fair market value on February 3, 2026, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.
F4 Represents restricted stock units granted February 1, 2024 for performance year 2023.
F5 Represents restricted stock units granted February 1, 2024 for performance year 2024
F6 Represents restricted stock units granted February 4, 2025 for performance year 2024.
F7 Represents restricted stock units granted February 4, 2025, for performance year 2025.
F8 Represents restricted stock units granted February 3, 2026, for performance year 2025.
F9 Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.
F10 Represents restricted stock units granted February 3, 2026, for performance year 2026.