Kenneth Moelis - 30 Oct 2025 Form 4 Insider Report for Moelis & Co (MC)

Reporting relationship: Executive Chairman, Director
Issuer ticker: MC
Reported as of: 30 Oct 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Nov 2025, 17:04:46 UTC
Prior SEC filing: 07 Mar 2025
Next SEC filing: 11 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis

Key filing fact

Kenneth Moelis filed Form 4 for Moelis & Co (MC) on 03 Nov 2025.

Key facts

This page summarizes Kenneth Moelis's Form 4 filing for Moelis & Co (MC).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Nov 2025, 17:04.

Change

Previous filing in this sequence was filed on 07 Mar 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001604686 Primary reporting owner

MOELIS KENNETH

Relationship: Executive Chairman, Director
Address: 399 PARK AVE, NEW YORK
Signature: /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Signature date: 03 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MC transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +73
Change %: +0.03%
Price
Shares after: 209,310
Date: 30 Oct 2025
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MC transaction Derivative

Class B Common Stock, par value $0.01

Options Exercise

Transaction value
Shares: -133,092
Change %: -3.1%
Price
Shares after: 4,191,326
Date: 30 Oct 2025
Ownership: Direct
Underlying class: Class A Common Stock, par value $0.01
Underlying amount: 73
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.

Footnote F2

Mr. Moelis' ownership of 209,310 shares of Class A common stock is in addition to (i) 683,657 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2020 through 2024, (ii) 318,796 units of unvested equity granted to Mr. Moelis in February, 2025 pursuant to a retention award, (iii) 96,531 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iv) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.

Footnote F3

Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.